DSP GROUP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-02-02: Reporting owner Elyakim Ofer; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-01-01: Reporting owner Taffe Norman P; Form 5; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-01-01: Reporting owner LACEY THOMAS A; Form 5; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-01-01: Reporting owner TANGUY PATRICK; Form 5; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-02-02 | Elyakim Ofer Director, Officer (CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −90,000 0 owned after | $5.97 exercise price | 2016-02-03 | |
| 2016-01-01 | Taffe Norman P Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $9.44 exercise price | 2017-02-14 | |
| 2016-01-01 | LACEY THOMAS A Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $9.44 exercise price | 2017-02-14 | |
| 2016-01-01 | TANGUY PATRICK Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $9.44 exercise price | 2017-02-14 | |
| 2016-01-01 | Seligsohn Gabi Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $9.44 exercise price | 2017-02-14 | |
| 2016-01-01 | Regev Reuven Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $9.44 exercise price | 2017-02-14 | |
| 2016-01-01 | SEROUSSI YAIR Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $9.44 exercise price | 2017-02-14 | |
| 2016-01-01 | Rice Norman J. Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $9.44 exercise price | 2017-02-14 | |
| 2016-01-01 | TRAUB KENNETH H Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $9.44 exercise price | 2017-02-14 |