DSP GROUP, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 62 rows, 62 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-12-02: Reporting owner Chen Tali; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-09-16: Reporting owner Chen Tali; Form 3; Security Stock Appreciation Right; Transaction Holding.
- 2018-01-29: Reporting owner Elyakim Ofer; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-07: Reporting owner Elyakim Ofer; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-12-02 | Chen Tali Officer (Chief Business Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $10.15 exercise price | 2021-12-03 | |
| 2020-09-16 holding as of filing | Chen Tali Officer (Chief Business Officer) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $10.15 exercise price | 2020-09-16 | ||
| 2018-01-29 | Elyakim Ofer Director, Officer (CEO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,297 0 owned after | $7.49 exercise price | 2018-01-31 | |
| 2017-11-07 | Elyakim Ofer Director, Officer (CEO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,852 0 owned after | $7.49 exercise price | 2017-11-08 | |
| 2017-11-06 | Elyakim Ofer Director, Officer (CEO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,851 0 owned after | $7.49 exercise price | 2017-11-08 | |
| 2017-07-31 | Levy Dror Officer (VP and CFO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $7.49 exercise price | 2017-08-02 | |
| 2017-05-04 | Levy Dror Officer (VP and CFO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $7.49 exercise price | 2017-05-05 | |
| 2017-05-03 | Levy Dror Officer (VP and CFO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $7.49 exercise price | 2017-05-05 | |
| 2016-11-21 | Elyakim Ofer Director, Officer (CEO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −58,790 0 owned after | $7.26 exercise price | 2016-11-23 | |
| 2016-11-21 | Elyakim Ofer Director, Officer (CEO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,000 0 owned after | $6.16 exercise price | 2016-11-23 | |
| 2016-08-25 | Elyakim Ofer Director, Officer (CEO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,024 0 owned after | $7.26 exercise price | 2016-08-26 | |
| 2016-08-24 | Elyakim Ofer Director, Officer (CEO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −78,186 0 owned after | $7.26 exercise price | 2016-08-26 | |
| 2016-08-23 | Levy Dror Officer (VP and CFO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $6.16 exercise price | 2016-08-25 | |
| 2016-08-10 | Levy Dror Officer (VP and CFO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $6.16 exercise price | 2016-08-12 | |
| 2016-05-02 | Levy Dror Officer (VP and CFO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $7.26 exercise price | 2016-05-03 | |
| 2016-02-10 | Dahan David Officer (VP and COO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $6.16 exercise price | 2016-02-12 | |
| 2015-05-14 | Dahan David Officer (VP and COO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,499 0 owned after | $6.16 exercise price | 2015-05-18 | |
| 2015-05-13 | Dahan David Officer (VP and COO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,885 0 owned after | $6.16 exercise price | 2015-05-14 | |
| 2015-05-04 | Levy Dror Officer (VP and CFO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $7.26 exercise price | 2015-05-06 | |
| 2014-12-11 | Elyakim Ofer Director, Officer (CEO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $10.23 exercise price | 2014-12-15 | |
| 2014-12-11 | Levy Dror Officer (VP and CFO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 0 owned after | $10.23 exercise price | 2014-12-15 | |
| 2014-08-13 | Dahan David Officer (VP and COO) | 4/A | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $6.16 exercise price | 2015-08-19 | |
| 2014-08-13 | Dahan David Officer (VP and COO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $6.16 exercise price | 2015-08-17 | |
| 2014-05-15 | Dahan David Officer (VP and COO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,366 0 owned after | $6.16 exercise price | 2015-05-18 | |
| 2012-02-01 | Elyakim Ofer Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,000 52,500 owned after | $6.16 exercise price | 2012-02-03 | |
| 2012-02-01 | Levy Dror Officer (Chief Financial Officer) | 4 | Stock Appriciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 25,000 owned after | $6.16 exercise price | 2012-02-03 | |
| 2012-02-01 | Dahan David Officer (Chief Operating Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 30,000 owned after | $6.16 exercise price | 2012-02-03 | |
| 2011-05-10 | Blanka Lior Officer (Chief Technology Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 50,000 owned after | $5.97 exercise price | 2011-05-16 | |
| 2011-02-02 holding as of filing | Blanka Lior Officer (Chief Technology Officer) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $18.31 exercise price | 2011-02-02 | ||
| 2011-02-02 holding as of filing | Blanka Lior Officer (Chief Technology Officer) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $10.23 exercise price | 2011-02-02 | ||
| 2011-02-02 holding as of filing | Blanka Lior Officer (Chief Technology Officer) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $5.97 exercise price | 2011-02-02 | ||
| 2011-02-02 holding as of filing | Blanka Lior Officer (Chief Technology Officer) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $7.26 exercise price | 2011-02-02 | ||
| 2011-01-31 | Blanka Lior Officer (Chief Technology Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 30,000 owned after | $7.49 exercise price | 2011-02-02 | |
| 2011-01-31 | AYALON ELIYAHU Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,000 70,000 owned after | $7.49 exercise price | 2011-02-02 | |
| 2011-01-31 | Levy Dror Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 30,000 owned after | $7.49 exercise price | 2011-02-02 | |
| 2011-01-31 | Elyakim Ofer Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,000 70,000 owned after | $7.49 exercise price | 2011-02-02 | |
| 2010-01-27 | Elyakim Ofer Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 116,667 owned after | $7.26 exercise price | 2010-01-29 | |
| 2010-01-27 | AYALON ELIYAHU Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 116,667 owned after | $7.26 exercise price | 2010-01-29 | |
| 2010-01-27 | Fogel Eli Officer (SVP and CTO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 40,000 owned after | $7.26 exercise price | 2010-01-29 | |
| 2010-01-27 | Levy Dror Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 53,333 owned after | $7.26 exercise price | 2010-01-29 | |
| 2009-02-04 holding as of filing | Elyakim Ofer Officer (President of SEA Operations) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $21.70 exercise price | 2009-02-04 | ||
| 2009-02-04 holding as of filing | Elyakim Ofer Officer (President of SEA Operations) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $10.23 exercise price | 2009-02-04 | ||
| 2009-02-02 | Levy Dror Officer (VP and CFO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −90,000 0 owned after | $5.97 exercise price | 2015-02-04 | |
| 2009-02-02 | AYALON ELIYAHU Director, Officer (Chairman of Board and CEO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 187,500 owned after | $5.97 exercise price | 2009-02-04 | |
| 2009-02-02 | EDAN BOAZ Officer (Chief Operating Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +140,000 105,000 owned after | $5.97 exercise price | 2009-02-04 | |
| 2009-02-02 | Levy Dror Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 67,500 owned after | $5.97 exercise price | 2009-02-04 | |
| 2009-02-02 | Fogel Eli Officer (SVP and CTO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 52,500 owned after | $5.97 exercise price | 2009-02-04 | |
| 2008-01-30 | Fogel Eli Officer (SVP and CTO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $10.23 exercise price | 2008-01-31 | |
| 2008-01-30 | AYALON ELIYAHU Director, Officer (Chairman of Board and CEO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +220,000 220,000 owned after | $10.23 exercise price | 2008-01-31 | |
| 2008-01-30 | EDAN BOAZ Officer (Chief Operating Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $10.23 exercise price | 2008-01-31 | |
| 2008-01-30 | Levy Dror Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $10.23 exercise price | 2008-01-31 | |
| 2007-01-24 | AYALON ELIYAHU Director, Officer (Chairman of Board and CEO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $21.70 exercise price | 2007-01-26 | |
| 2007-01-24 | EDAN BOAZ Officer (Chief Operating Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $21.70 exercise price | 2007-01-26 | |
| 2007-01-24 | Levy Dror Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $21.70 exercise price | 2007-01-26 | |
| 2007-01-24 | Simchony Tal Officer (President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $21.70 exercise price | 2007-01-26 | |
| 2007-01-24 | Fogel Eli Officer (SVP and CTO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $21.70 exercise price | 2007-01-26 | |
| 2006-07-25 holding as of filing | Levy Dror Officer (Chief Financial Officer) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $28.59 exercise price | 2006-07-25 | ||
| 2006-04-05 | ZELNIK MOSHE Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $28.59 exercise price | 2006-04-07 | |
| 2006-04-05 | Fogel Eli Officer (SVP and CTO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $28.59 exercise price | 2006-04-07 | |
| 2006-04-05 | EDAN BOAZ Officer (Chief Operating Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $28.59 exercise price | 2006-04-07 | |
| 2006-04-05 | Simchony Tal Officer (President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $28.59 exercise price | 2006-04-07 | |
| 2006-04-05 | AYALON ELIYAHU Director, Officer (Chairman of Board and CEO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $28.59 exercise price | 2006-04-07 |