DSP GROUP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-04-27: Reporting owner Robertson Brian Neil; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-04-21: Reporting owner Robertson Brian Neil; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-04-20: Reporting owner Robertson Brian Neil; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-04-14: Reporting owner Robertson Brian Neil; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-04-27 | Robertson Brian Neil Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,289 0 owned after | $7.26 exercise price | 2011-04-29 | |
| 2011-04-21 | Robertson Brian Neil Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 4,289 owned after | $7.26 exercise price | 2011-04-25 | |
| 2011-04-20 | Robertson Brian Neil Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,711 7,789 owned after | $7.26 exercise price | 2011-04-21 | |
| 2011-04-14 | Robertson Brian Neil Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 4,000 owned after | $5.97 exercise price | 2011-04-18 | |
| 2011-03-28 | WILLENZ AVIGDOR Other (Former Director) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $5.63 exercise price | 2011-03-30 | |
| 2011-03-25 | Robertson Brian Neil Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 4,000 owned after | $5.97 exercise price | 2011-03-28 | |
| 2011-02-15 | Robertson Brian Neil Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,250 8,750 owned after | $5.97 exercise price | 2011-02-22 | |
| 2011-02-15 | Robertson Brian Neil Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 8,000 owned after | $5.97 exercise price | 2011-02-22 | |
| 2011-02-14 | Robertson Brian Neil Officer (President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,125 12,000 owned after | $5.97 exercise price | 2011-02-16 | |
| 2011-01-31 | Regev Reuven Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $7.49 exercise price | 2011-02-02 | |
| 2011-01-01 | LIMON ZVI Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $8.14 exercise price | 2011-01-03 | |
| 2011-01-01 | SEROUSSI YAIR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $8.14 exercise price | 2011-01-03 | |
| 2011-01-01 | SHAMIR YAIR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $8.14 exercise price | 2011-01-03 | |
| 2011-01-01 | SILVER LOUIS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $8.14 exercise price | 2011-01-03 | |
| 2011-01-01 | TANGUY PATRICK Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $8.14 exercise price | 2011-01-03 | |
| 2011-01-01 | WILLENZ AVIGDOR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $8.14 exercise price | 2011-01-03 |