DSP GROUP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-13: Reporting owner TANGUY PATRICK; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-05: Reporting owner SEROUSSI YAIR; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-08-03: Reporting owner LACEY THOMAS A; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-08-03: Reporting owner LACEY THOMAS A; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-13 | TANGUY PATRICK Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $12.20 exercise price | 2017-12-15 | |
| 2017-12-05 | SEROUSSI YAIR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 5,000 owned after | $12.20 exercise price | 2017-12-07 | |
| 2017-08-03 | LACEY THOMAS A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $5.98 exercise price | 2017-08-07 | |
| 2017-08-03 | LACEY THOMAS A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $5.76 exercise price | 2017-08-07 | |
| 2017-01-01 | TRAUB KENNETH H Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $13.05 exercise price | 2018-02-13 | |
| 2017-01-01 | TANGUY PATRICK Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $13.05 exercise price | 2018-02-13 | |
| 2017-01-01 | LACEY THOMAS A Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $13.05 exercise price | 2018-02-13 | |
| 2017-01-01 | Taffe Norman P Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $13.05 exercise price | 2018-02-13 | |
| 2017-01-01 | Seligsohn Gabi Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $13.05 exercise price | 2018-02-13 | |
| 2017-01-01 | SEROUSSI YAIR Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $13.05 exercise price | 2018-02-13 |