DSP GROUP, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows, 36 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-08-14: Reporting owner Elyakim Ofer; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-14: Reporting owner Dahan David; Form 4/A; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-14: Reporting owner Dahan David; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-10: Reporting owner Elyakim Ofer; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-08-14 | Elyakim Ofer Director, Officer (CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $0.00 | 2015-08-19 | |
| 2015-08-14 | Dahan David Officer (VP and COO) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $0.00 | 2015-08-19 | |
| 2015-08-14 | Dahan David Officer (VP and COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $0.00 | 2015-08-17 | |
| 2015-08-10 | Elyakim Ofer Director, Officer (CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,813 28,125 owned after | $0.00 | 2015-08-19 | |
| 2015-08-10 | Dahan David Officer (VP and COO) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,063 10,624 owned after | $0.00 | 2015-08-19 | |
| 2015-07-29 | Elyakim Ofer Director, Officer (CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,125 24,750 owned after | $0.00 | 2015-08-19 | |
| 2015-01-01 | Taffe Norman P Director | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 9,600 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | LACEY THOMAS A Director | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 14,000 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | TANGUY PATRICK Director | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 8,000 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | Seligsohn Gabi Director | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 8,000 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | Regev Reuven Director | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 8,000 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | SEROUSSI YAIR Director | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 8,000 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | Rice Norman J. Director | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 9,980 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | TRAUB KENNETH H Director | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 22,153 owned after | $0.00 | 2015-01-05 | |
| 2014-02-10 | Dahan David Officer (VP and COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 17,000 owned after | $0.00 | 2014-02-11 | |
| 2014-02-10 | Levy Dror Officer (VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $0.00 | 2014-02-11 | |
| 2014-02-10 | Elyakim Ofer Director, Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $0.00 | 2014-02-11 | |
| 2014-01-01 | Taffe Norman P Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $0.00 | 2015-01-05 | |
| 2014-01-01 | LACEY THOMAS A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $0.00 | 2015-01-05 | |
| 2014-01-01 | TANGUY PATRICK Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $0.00 | 2015-01-05 | |
| 2014-01-01 | Seligsohn Gabi Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $0.00 | 2015-01-05 | |
| 2014-01-01 | Regev Reuven Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $0.00 | 2015-01-05 | |
| 2014-01-01 | SEROUSSI YAIR Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $0.00 | 2015-01-05 | |
| 2014-01-01 | Rice Norman J. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $0.00 | 2015-01-05 | |
| 2014-01-01 | TRAUB KENNETH H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $0.00 | 2015-01-05 | |
| 2014-01-01 | Rice Norman J. Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | Taffe Norman P Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | Seligsohn Gabi Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | SEROUSSI YAIR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | LACEY THOMAS A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | TRAUB KENNETH H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | Regev Reuven Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | TANGUY PATRICK Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2014-01-03 | |
| 2013-08-14 | Elyakim Ofer Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.00 | 2013-08-16 | |
| 2013-08-14 | Levy Dror Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2013-08-16 | |
| 2013-08-14 | Dahan David Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2013-08-16 |