DEX ONE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-09-12: Reporting owner Freiberg Gregory William; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-12: Reporting owner Freiberg Gregory William; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-12: Reporting owner Freiberg Gregory William; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-12: Reporting owner Freiberg Gregory William; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-09-12 | Freiberg Gregory William Officer (EVP & Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.20 exercise price | 2012-09-13 | |
| 2011-09-12 | Freiberg Gregory William Officer (EVP & Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 300,000 owned after | $1.20 exercise price | 2012-09-13 | |
| 2011-09-12 | Freiberg Gregory William Officer (EVP & Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.20 exercise price | 2011-09-14 | |
| 2011-09-12 | Freiberg Gregory William Officer (EVP & Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 300,000 owned after | $1.20 exercise price | 2011-09-14 | |
| 2011-04-04 | Hanna Richard Officer (EVP Sales and Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $4.96 exercise price | 2011-04-06 | |
| 2011-04-04 | Hanna Richard Officer (EVP Sales and Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 225,000 owned after | $4.96 exercise price | 2011-04-06 | |
| 2011-03-04 holding as of filing | Banerjea Atish Officer (SVP and CTO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $6.97 exercise price | 2011-03-04 | |
| 2011-03-02 | JOHNSON SYLVESTER J Officer (VP Controller & CAO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $4.61 exercise price | 2011-03-04 | |
| 2011-03-02 | JOHNSON SYLVESTER J Officer (VP Controller & CAO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 43,750 owned after | $4.61 exercise price | 2011-03-04 | |
| 2011-03-02 | Towles Donna Officer (SVP Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $4.61 exercise price | 2011-03-04 | |
| 2011-03-02 | Towles Donna Officer (SVP Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 87,500 owned after | $4.61 exercise price | 2011-03-04 | |
| 2011-03-02 | BLONDY STEVEN M Officer (EVP & Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,750 43,750 owned after | $4.61 exercise price | 2011-03-04 | |
| 2011-03-02 | BLONDY STEVEN M Officer (EVP & Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +262,500 306,250 owned after | $4.61 exercise price | 2011-03-04 | |
| 2011-03-02 | Gronbach Tyler D Officer (SVP Corp Comm & Admin) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $4.61 exercise price | 2011-03-04 | |
| 2011-03-02 | Gronbach Tyler D Officer (SVP Corp Comm & Admin) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 87,500 owned after | $4.61 exercise price | 2011-03-04 | |
| 2011-03-02 | HIANIK MARK W Officer (SVP & General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $4.61 exercise price | 2011-03-04 | |
| 2011-03-02 | HIANIK MARK W Officer (SVP & General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 87,500 owned after | $4.61 exercise price | 2011-03-04 | |
| 2011-03-02 | Zech Gretchen Officer (SVP Human Resources) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $4.61 exercise price | 2011-03-04 | |
| 2011-03-02 | Zech Gretchen Officer (SVP Human Resources) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 87,500 owned after | $4.61 exercise price | 2011-03-04 | |
| 2011-03-02 | Sharman David W Officer (SVP Strategy) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $4.61 exercise price | 2011-03-04 | |
| 2011-03-02 | Sharman David W Officer (SVP Strategy) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 112,500 owned after | $4.61 exercise price | 2011-03-04 | |
| 2011-03-02 | Banerjea Atish Officer (SVP and CTO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $4.61 exercise price | 2011-03-04 | |
| 2011-01-18 | Banerjea Atish Officer (SVP and CTO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.97 exercise price | 2011-01-20 |