DEX ONE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-04-30: Reporting owner Gronbach Tyler D; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-04-30: Reporting owner Gronbach Tyler D; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-04-30: Reporting owner MOCKETT ALFRED T; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-04-30: Reporting owner MOCKETT ALFRED T; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-04-30 | Gronbach Tyler D Officer (SVP Communications) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $1.74 exercise price | 2013-04-30 | |
| 2013-04-30 | Gronbach Tyler D Officer (SVP Communications) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −87,500 0 owned after | $4.61 exercise price | 2013-04-30 | |
| 2013-04-30 | MOCKETT ALFRED T Director, Officer (CEO & President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $9.75 exercise price | 2013-04-30 | |
| 2013-04-30 | MOCKETT ALFRED T Director, Officer (CEO & President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $15.00 exercise price | 2013-04-30 | |
| 2013-04-30 | MOCKETT ALFRED T Director, Officer (CEO & President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $23.00 exercise price | 2013-04-30 | |
| 2013-04-30 | MOCKETT ALFRED T Director, Officer (CEO & President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $32.00 exercise price | 2013-04-30 | |
| 2013-04-30 | Freiberg Gregory William Officer (EVP & Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 200,000 owned after | $1.20 exercise price | 2013-04-30 | |
| 2013-04-30 | Freiberg Gregory William Officer (EVP & Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $1.20 exercise price | 2013-04-30 | |
| 2013-04-30 | JOHNSON SYLVESTER J Officer (VP Controller & CAO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.74 exercise price | 2013-04-30 | |
| 2013-04-30 | JOHNSON SYLVESTER J Officer (VP Controller & CAO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −43,750 0 owned after | $4.61 exercise price | 2013-04-30 | |
| 2013-04-30 | Hanna Richard Officer (EVP Sales and Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $1.74 exercise price | 2013-04-30 | |
| 2013-04-30 | Hanna Richard Officer (EVP Sales and Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −225,000 0 owned after | $4.96 exercise price | 2013-04-30 | |
| 2013-04-30 | Sharman David W Officer (SVP Chief Strategy Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $1.74 exercise price | 2013-04-30 | |
| 2013-04-30 | Sharman David W Officer (SVP Chief Strategy Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −112,500 0 owned after | $4.61 exercise price | 2013-04-30 | |
| 2013-04-30 | Towles Donna Officer (SVP Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $1.74 exercise price | 2013-04-30 | |
| 2013-04-30 | Towles Donna Officer (SVP Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −87,500 0 owned after | $4.61 exercise price | 2013-04-30 | |
| 2013-04-30 | HIANIK MARK W Officer (SVP, General Counsel & CAO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $1.74 exercise price | 2013-04-30 | |
| 2013-04-30 | HIANIK MARK W Officer (SVP, General Counsel & CAO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −87,500 0 owned after | $4.61 exercise price | 2013-04-30 |