DEX ONE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-07-24: Reporting owner REDDIN THOMAS; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-07-13: Reporting owner SWANSON DAVID C; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-05-11: Reporting owner MCDONALD PETER J; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-05-11: Reporting owner MCDONALD PETER J; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-07-24 | REDDIN THOMAS Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $74.65 exercise price | 2007-08-03 | |
| 2007-07-13 | SWANSON DAVID C Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,872 0 owned after | $26.59 exercise price | 2007-07-16 | |
| 2007-05-11 | MCDONALD PETER J Officer (President and COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,100 246,900 owned after | $25.54 exercise price | 2007-05-15 | |
| 2007-05-11 | MCDONALD PETER J Officer (President and COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 244,400 owned after | $25.54 exercise price | 2007-05-15 | |
| 2007-05-11 | MCDONALD PETER J Officer (President and COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,800 242,600 owned after | $25.54 exercise price | 2007-05-15 | |
| 2007-05-11 | MCDONALD PETER J Officer (President and COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 241,600 owned after | $25.54 exercise price | 2007-05-15 | |
| 2007-05-11 | MCDONALD PETER J Officer (President and COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 240,700 owned after | $25.54 exercise price | 2007-05-15 | |
| 2007-05-11 | MCDONALD PETER J Officer (President and COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 237,200 owned after | $25.54 exercise price | 2007-05-15 | |
| 2007-05-11 | MCDONALD PETER J Officer (President and COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 236,900 owned after | $25.54 exercise price | 2007-05-15 | |
| 2007-05-11 | MCDONALD PETER J Officer (President and COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 236,800 owned after | $25.54 exercise price | 2007-05-15 | |
| 2007-05-11 | MCDONALD PETER J Officer (President and COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 236,000 owned after | $25.54 exercise price | 2007-05-15 | |
| 2007-05-03 | CONNORS MICHAEL P Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $80.68 exercise price | 2007-08-20 | |
| 2007-05-03 | WOODBURY EDWINA D Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $80.68 exercise price | 2007-05-03 | |
| 2007-05-03 | WILLIAMS BARRY LAWSON Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $80.68 exercise price | 2007-05-03 | |
| 2007-05-03 | VEIT DAVID M Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $80.68 exercise price | 2007-05-03 | |
| 2007-05-03 | SCHULTZ ALAN F Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $80.68 exercise price | 2007-05-03 | |
| 2007-05-03 | KAMERSCHEN ROBERT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $80.68 exercise price | 2007-05-03 | |
| 2007-05-03 | COOPER NANCY E Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $80.68 exercise price | 2007-05-03 | |
| 2007-04-11 | SWANSON DAVID C Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,172 0 owned after | $24.75 exercise price | 2007-04-12 | |
| 2007-04-11 | BLONDY STEVEN M Officer (EVP & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,300 40,000 owned after | $25.54 exercise price | 2007-04-12 | |
| 2007-04-10 | SWANSON DAVID C Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,700 20,172 owned after | $24.75 exercise price | 2007-04-12 | |
| 2007-04-10 | BLONDY STEVEN M Officer (EVP & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,700 53,300 owned after | $25.54 exercise price | 2007-04-12 | |
| 2007-03-20 | BLONDY STEVEN M Officer (EVP & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 60,000 owned after | $25.54 exercise price | 2007-03-22 | |
| 2007-03-19 | SWANSON DAVID C Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 2,100 owned after | $15.22 exercise price | 2007-03-21 | |
| 2007-03-19 | SWANSON DAVID C Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100 0 owned after | $15.22 exercise price | 2007-03-21 | |
| 2007-03-19 | SWANSON DAVID C Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,067 0 owned after | $16.53 exercise price | 2007-03-21 | |
| 2007-02-16 | BEDNARZ GEORGE F Officer (SVP RHD Interactive) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,307 8,000 owned after | $14.75 exercise price | 2007-02-20 | |
| 2007-02-16 | BEDNARZ GEORGE F Officer (SVP RHD Interactive) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $14.75 exercise price | 2007-02-20 | |
| 2007-01-12 | SWANSON DAVID C Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,067 0 owned after | $15.31 exercise price | 2007-01-17 | |
| 2007-01-12 | SWANSON DAVID C Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,933 15,067 owned after | $16.53 exercise price | 2007-01-17 | |
| 2007-01-08 | SWANSON DAVID C Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 20,067 owned after | $15.31 exercise price | 2007-01-10 |