DEX ONE CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-01-27: Reporting owner OTOOLE TERENCE M; Form 4; Security Convertible Cumulative Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2006-01-27: Reporting owner GHEEWALLA ROBERT R; Form 4; Security Convertible Cumulative Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2006-01-27: Reporting owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP | GS CAPITAL PARTNERS 2000 OFFSHORE LP | GS CAPITAL PARTNERS 2000 LP | GOLDMAN SACHS GROUP INC/ | GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG | GS ADVISORS 2000 LLC | GOLDMAN SACHS MANAGEMENT GP GMBH | GS EMPLOYEE FUNDS 2000 GP LLC | GOLDMAN SACHS & CO; Form 4; Security Convertible Cumulative Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2006-01-27: Reporting owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP | GOLDMAN SACHS & CO OHG; Form 4; Security Convertible Cumulative Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-01-27 | OTOOLE TERENCE M Director | 4 | Convertible Cumulative Preferred Stock Derivative · Indirect · See | S Open market or private sale of non-derivative or derivative security | −100,301 0 owned after | no price filed | 2006-01-31 | |
| 2006-01-27 | GHEEWALLA ROBERT R Director | 4 | Convertible Cumulative Preferred Stock Derivative · Indirect · See | S Open market or private sale of non-derivative or derivative security | −100,301 0 owned after | no price filed | 2006-01-31 | |
| 2006-01-27 | GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP | GS CAPITAL PARTNERS 2000 OFFSHORE LP | GS CAPITAL PARTNERS 2000 LP | GOLDMAN SACHS GROUP INC/ | GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG | GS ADVISORS 2000 LLC | GOLDMAN SACHS MANAGEMENT GP GMBH | GS EMPLOYEE FUNDS 2000 GP LLC | GOLDMAN SACHS & CO 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Cumulative Preferred Stock Derivative · Indirect · See | S Open market or private sale of non-derivative or derivative security | −100,301 0 owned after | no price filed | 2006-01-31 | |
| 2006-01-27 | GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP | GOLDMAN SACHS & CO OHG 10% Owner | 10% Owner | 4 | Convertible Cumulative Preferred Stock Derivative · Indirect · See | S Open market or private sale of non-derivative or derivative security | −100,301 0 owned after | no price filed | 2006-01-31 |