DEX ONE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-07-14: Reporting owner SWANSON DAVID C; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2008-07-14: Reporting owner SWANSON DAVID C; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2008-07-14: Reporting owner SWANSON DAVID C; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2008-07-14: Reporting owner BLONDY STEVEN M; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-07-14 | SWANSON DAVID C Director, Officer (Chariman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −450,000 0 owned after | $25.54 exercise price | 2008-07-16 | |
| 2008-07-14 | SWANSON DAVID C Director, Officer (Chariman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,403 0 owned after | $29.51 exercise price | 2008-07-16 | |
| 2008-07-14 | SWANSON DAVID C Director, Officer (Chariman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −141,800 0 owned after | $41.10 exercise price | 2008-07-16 | |
| 2008-07-14 | BLONDY STEVEN M Officer (EVP & Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $25.54 exercise price | 2008-07-16 | |
| 2008-07-14 | BLONDY STEVEN M Officer (EVP & Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $28.75 exercise price | 2008-07-16 | |
| 2008-07-14 | BLONDY STEVEN M Officer (EVP & Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −41,300 0 owned after | $41.10 exercise price | 2008-07-16 | |
| 2008-07-14 | BEDNARZ GEORGE F Officer (EVP Enterprise Sales & Ops) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,680 0 owned after | $15.31 exercise price | 2008-07-16 | |
| 2008-07-14 | BEDNARZ GEORGE F Officer (EVP Enterprise Sales & Ops) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,736 0 owned after | $16.53 exercise price | 2008-07-16 | |
| 2008-07-14 | BEDNARZ GEORGE F Officer (EVP Enterprise Sales & Ops) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,736 0 owned after | $24.75 exercise price | 2008-07-16 | |
| 2008-07-14 | BEDNARZ GEORGE F Officer (EVP Enterprise Sales & Ops) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −82,000 0 owned after | $25.54 exercise price | 2008-07-16 | |
| 2008-07-14 | BEDNARZ GEORGE F Officer (EVP Enterprise Sales & Ops) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $26.59 exercise price | 2008-07-16 | |
| 2008-07-14 | BEDNARZ GEORGE F Officer (EVP Enterprise Sales & Ops) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,900 0 owned after | $41.10 exercise price | 2008-07-16 | |
| 2008-07-14 | APKER JENNY L Officer (VP & Treasurer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $35.23 exercise price | 2008-07-16 | |
| 2008-07-14 | APKER JENNY L Officer (VP & Treasurer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,400 0 owned after | $41.10 exercise price | 2008-07-16 | |
| 2008-05-15 | WOODBURY EDWINA D Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $6.89 exercise price | 2008-05-19 | |
| 2008-05-15 | WILLIAMS BARRY LAWSON Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $6.89 exercise price | 2008-05-19 | |
| 2008-05-15 | VEIT DAVID M Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $6.89 exercise price | 2008-05-19 | |
| 2008-05-15 | SCHULTZ ALAN F Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $6.89 exercise price | 2008-05-19 | |
| 2008-05-15 | REDDIN THOMAS Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $6.89 exercise price | 2008-05-19 | |
| 2008-05-15 | KAMERSCHEN ROBERT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $6.89 exercise price | 2008-05-19 | |
| 2008-05-15 | COOPER NANCY E Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $6.89 exercise price | 2008-05-19 | |
| 2008-05-15 | CONNORS MICHAEL P Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $6.89 exercise price | 2008-05-19 | |
| 2008-01-02 | KAMERSCHEN ROBERT Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,362 3,362 owned after | $36.47 exercise price | 2008-04-03 |