DETERMINE, INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 128 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-31: Reporting owner MILLER LLOYD I III; Form 4; Security Junior Secured Convertible Promissory Note and PIK Interest; Transaction J Other acquisition or disposition (describe transaction).
- 2017-12-31: Reporting owner MILLER LLOYD I III; Form 4; Security Junior Secured Convertible Promissory Note and PIK Interest; Transaction J Other acquisition or disposition (describe transaction).
- 2017-12-31: Reporting owner MILLER LLOYD I III; Form 4; Security Junior Secured Convertible Promissory Note and PIK Interest; Transaction J Other acquisition or disposition (describe transaction).
- 2017-12-31: Reporting owner MILLER LLOYD I III; Form 4; Security Junior Secured Convertible Promissory Note and PIK Interest; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-31 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +33,186 375,782 owned after | $3.00 exercise price | 2018-01-02 | |
| 2017-12-31 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +16,744 226,401 owned after | $3.00 exercise price | 2018-01-02 | |
| 2017-12-31 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +16,744 226,401 owned after | $3.00 exercise price | 2018-01-02 | |
| 2017-12-31 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +8,372 113,200 owned after | $3.00 exercise price | 2018-01-02 | |
| 2017-12-31 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +8,372 113,200 owned after | $3.00 exercise price | 2018-01-02 | |
| 2017-12-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Indirect · (m) | Holding | 364,721 owned after | $3.00 exercise price | 2017-12-13 | |
| 2017-12-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Direct · (m) | Holding | 220,820 owned after | $3.00 exercise price | 2017-12-13 | |
| 2017-12-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Indirect · (m) | Holding | 220,820 owned after | $3.00 exercise price | 2017-12-13 | |
| 2017-12-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Indirect · (m) | Holding | 110,410 owned after | $3.00 exercise price | 2017-12-13 | |
| 2017-12-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Indirect · (m) | Holding | 110,410 owned after | $3.00 exercise price | 2017-12-13 | |
| 2017-12-11 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +19,323 138,990 owned after | $5.70 exercise price | 2017-12-13 | |
| 2017-12-11 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +19,323 138,990 owned after | $5.70 exercise price | 2017-12-13 | |
| 2017-12-11 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +9,662 69,495 owned after | $5.70 exercise price | 2017-12-13 | |
| 2017-12-11 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +9,662 69,495 owned after | $5.70 exercise price | 2017-12-13 | |
| 2017-10-03 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Indirect · (m) | Holding | 135,600 owned after | $5.70 exercise price | 2017-10-03 | |
| 2017-10-03 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Direct · (m) | Holding | 135,600 owned after | $5.70 exercise price | 2017-10-03 | |
| 2017-10-03 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Indirect · (m) | Holding | 67,800 owned after | $5.70 exercise price | 2017-10-03 | |
| 2017-10-03 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Indirect · (m) | Holding | 67,800 owned after | $5.70 exercise price | 2017-10-03 | |
| 2017-09-30 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +32,209 364,721 owned after | $3.00 exercise price | 2017-10-03 | |
| 2017-09-30 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +16,331 220,820 owned after | $3.00 exercise price | 2017-10-03 | |
| 2017-09-30 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +16,331 220,820 owned after | $3.00 exercise price | 2017-10-03 | |
| 2017-09-30 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +8,165 110,410 owned after | $3.00 exercise price | 2017-10-03 | |
| 2017-09-30 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note and PIK Interest Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +8,165 110,410 owned after | $3.00 exercise price | 2017-10-03 | |
| 2017-09-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 333,333 owned after | $3.00 exercise price | 2017-09-13 | |
| 2017-09-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 20,652 owned after | $3.00 exercise price | 2017-09-13 | |
| 2017-09-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Direct · (m) | Holding | 200,000 owned after | $3.00 exercise price | 2017-09-13 | |
| 2017-09-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Direct · (m) | Holding | 15,377 owned after | $3.00 exercise price | 2017-09-13 | |
| 2017-09-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 200,000 owned after | $3.00 exercise price | 2017-09-13 | |
| 2017-09-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 15,377 owned after | $3.00 exercise price | 2017-09-13 | |
| 2017-09-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 200,000 owned after | $3.00 exercise price | 2017-09-13 | |
| 2017-09-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 15,377 owned after | $3.00 exercise price | 2017-09-13 | |
| 2017-09-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 132,015 owned after | $5.70 exercise price | 2017-09-13 | |
| 2017-09-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Direct · (m) | Holding | 132,015 owned after | $5.70 exercise price | 2017-09-13 | |
| 2017-09-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 132,015 owned after | $5.70 exercise price | 2017-09-13 | |
| 2017-09-11 | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +20,437 3,585 owned after | $5.70 exercise price | 2017-09-13 | |
| 2017-09-11 | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +20,437 3,585 owned after | $5.70 exercise price | 2017-09-13 | |
| 2017-09-11 | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +20,437 3,585 owned after | $5.70 exercise price | 2017-09-13 | |
| 2017-06-30 | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +30,931 20,652 owned after | $3.00 exercise price | 2017-06-30 | |
| 2017-06-30 | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +15,759 15,377 owned after | $3.00 exercise price | 2017-06-30 | |
| 2017-06-30 | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +15,759 15,377 owned after | $3.00 exercise price | 2017-06-30 | |
| 2017-06-30 | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +15,759 15,377 owned after | $3.00 exercise price | 2017-06-30 | |
| 2017-06-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 333,333 owned after | $3.00 exercise price | 2017-06-30 | |
| 2017-06-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Direct · (m) | Holding | 200,000 owned after | $3.00 exercise price | 2017-06-30 | |
| 2017-06-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 200,000 owned after | $3.00 exercise price | 2017-06-30 | |
| 2017-06-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 200,000 owned after | $3.00 exercise price | 2017-06-30 | |
| 2017-06-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 132,015 owned after | $5.70 exercise price | 2017-06-30 | |
| 2017-06-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Direct · (m) | Holding | 132,015 owned after | $5.70 exercise price | 2017-06-30 | |
| 2017-06-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 132,015 owned after | $5.70 exercise price | 2017-06-30 | |
| 2017-06-23 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 333,333 owned after | $3.00 exercise price | 2017-06-23 | |
| 2017-06-23 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 10,342 owned after | $3.00 exercise price | 2017-06-23 | |
| 2017-06-23 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Direct · (m) | Holding | 200,000 owned after | $3.00 exercise price | 2017-06-23 | |
| 2017-06-23 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Direct · (m) | Holding | 10,124 owned after | $3.00 exercise price | 2017-06-23 | |
| 2017-06-23 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 200,000 owned after | $3.00 exercise price | 2017-06-23 | |
| 2017-06-23 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 10,124 owned after | $3.00 exercise price | 2017-06-23 | |
| 2017-06-23 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 200,000 owned after | $3.00 exercise price | 2017-06-23 | |
| 2017-06-23 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 10,124 owned after | $3.00 exercise price | 2017-06-23 | |
| 2017-06-21 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −324,393 132,015 owned after | $5.70 exercise price | 2017-06-23 | |
| 2017-06-21 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −324,395 132,015 owned after | $5.70 exercise price | 2017-06-23 | |
| 2017-06-21 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −324,395 132,015 owned after | $5.70 exercise price | 2017-06-23 | |
| 2017-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 333,333 owned after | $3.00 exercise price | 2017-06-12 | |
| 2017-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 10,342 owned after | $3.00 exercise price | 2017-06-12 | |
| 2017-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Direct · (m) | Holding | 200,000 owned after | $3.00 exercise price | 2017-06-12 | |
| 2017-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Direct · (m) | Holding | 10,124 owned after | $3.00 exercise price | 2017-06-12 | |
| 2017-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 200,000 owned after | $3.00 exercise price | 2017-06-12 | |
| 2017-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 10,124 owned after | $3.00 exercise price | 2017-06-12 | |
| 2017-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 200,000 owned after | $3.00 exercise price | 2017-06-12 | |
| 2017-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 10,124 owned after | $3.00 exercise price | 2017-06-12 | |
| 2017-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2017-06-12 | |
| 2017-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2017-06-12 | |
| 2017-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Direct · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2017-06-12 | |
| 2017-06-11 | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +26,547 13,488 owned after | $5.70 exercise price | 2017-06-12 | |
| 2017-06-11 | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +26,547 13,488 owned after | $5.70 exercise price | 2017-06-12 | |
| 2017-06-11 | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +26,547 13,488 owned after | $5.70 exercise price | 2017-06-12 | |
| 2017-06-05 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 333,333 owned after | $3.00 exercise price | 2017-06-05 | |
| 2017-06-05 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 10,342 owned after | $3.00 exercise price | 2017-06-05 | |
| 2017-06-05 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Direct · (m) | Holding | 200,000 owned after | $3.00 exercise price | 2017-06-05 | |
| 2017-06-05 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Direct · (m) | Holding | 10,124 owned after | $3.00 exercise price | 2017-06-05 | |
| 2017-06-05 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 200,000 owned after | $3.00 exercise price | 2017-06-05 | |
| 2017-06-05 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 10,124 owned after | $3.00 exercise price | 2017-06-05 | |
| 2017-06-05 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 200,000 owned after | $3.00 exercise price | 2017-06-05 | |
| 2017-06-05 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 10,124 owned after | $3.00 exercise price | 2017-06-05 | |
| 2017-06-05 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2017-06-05 | |
| 2017-06-05 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 8,831 owned after | $5.70 exercise price | 2017-06-05 | |
| 2017-06-05 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2017-06-05 | |
| 2017-06-05 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 8,831 owned after | $5.70 exercise price | 2017-06-05 | |
| 2017-06-05 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Direct · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2017-06-05 | |
| 2017-06-05 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Direct · (m) | Holding | 8,831 owned after | $5.70 exercise price | 2017-06-05 | |
| 2017-04-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 333,333 owned after | $3.00 exercise price | 2017-04-04 | |
| 2017-04-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Direct · (m) | Holding | 200,000 owned after | $3.00 exercise price | 2017-04-04 | |
| 2017-04-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 200,000 owned after | $3.00 exercise price | 2017-04-04 | |
| 2017-04-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 200,000 owned after | $3.00 exercise price | 2017-04-04 | |
| 2017-04-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2017-04-04 | |
| 2017-04-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 8,831 owned after | $5.70 exercise price | 2017-04-04 | |
| 2017-04-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2017-04-04 | |
| 2017-04-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | Holding | 8,831 owned after | $5.70 exercise price | 2017-04-04 | |
| 2017-04-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Direct · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2017-04-04 | |
| 2017-04-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Direct · (m) | Holding | 8,831 owned after | $5.70 exercise price | 2017-04-04 | |
| 2017-03-31 | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +29,709 10,342 owned after | $3.00 exercise price | 2017-04-04 | |
| 2017-03-31 | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +15,210 10,124 owned after | $3.00 exercise price | 2017-04-04 | |
| 2017-03-31 | MILLER LLOYD I III 10% Owner | 4 | PIK Interest on Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +15,210 10,124 owned after | $3.00 exercise price | 2017-04-04 |