DETERMINE, INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 310 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-27: Reporting owner MILLER LLOYD I III; Form 4; Security Junior Secured Convertible Promissory Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-12-16: Reporting owner MILLER LLOYD I III; Form 4; Security Junior Secured Convertible Promissory Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-12-16: Reporting owner MILLER LLOYD I III; Form 4; Security Junior Secured Convertible Promissory Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-12-16: Reporting owner MILLER LLOYD I III; Form 4; Security Junior Secured Convertible Promissory Note; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-27 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,000,000 333,333 owned after | $3.00 exercise price | 2016-12-29 | |
| 2015-12-16 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +600,000 160,000 owned after | $3.75 exercise price | 2015-12-18 | |
| 2015-12-16 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +600,000 160,000 owned after | $3.75 exercise price | 2015-12-18 | |
| 2015-12-16 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +600,000 160,000 owned after | $3.75 exercise price | 2015-12-18 | |
| 2015-02-09 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,000,000 175,439 owned after | $5.70 exercise price | 2015-02-10 | |
| 2015-02-09 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,000,000 175,439 owned after | $5.70 exercise price | 2015-02-10 | |
| 2015-02-09 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1,000,000 175,439 owned after | $5.70 exercise price | 2015-02-10 |