DETERMINE, INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-18: Reporting owner MILLER LLOYD I III; Form 4; Security Junior Secured Convertible Promissory Notes; Transaction Holding.
- 2015-12-18: Reporting owner MILLER LLOYD I III; Form 4; Security Junior Secured Convertible Promissory Notes; Transaction Holding.
- 2015-12-18: Reporting owner MILLER LLOYD I III; Form 4; Security Junior Secured Convertible Promissory Notes; Transaction Holding.
- 2015-12-16: Reporting owner MILLER LLOYD I III; Form 4; Security Junior Secured Convertible Promissory Note; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2015-12-18 | |
| 2015-12-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2015-12-18 | |
| 2015-12-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Direct · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2015-12-18 | |
| 2015-12-16 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +600,000 160,000 owned after | $3.75 exercise price | 2015-12-18 | |
| 2015-12-16 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +600,000 160,000 owned after | $3.75 exercise price | 2015-12-18 | |
| 2015-12-16 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Note Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +600,000 160,000 owned after | $3.75 exercise price | 2015-12-18 | |
| 2015-12-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2015-12-14 | |
| 2015-12-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2015-12-14 | |
| 2015-12-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Direct · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2015-12-14 | |
| 2015-09-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2015-09-14 | |
| 2015-09-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2015-09-14 | |
| 2015-09-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Direct · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2015-09-14 | |
| 2015-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2015-06-12 | |
| 2015-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2015-06-12 | |
| 2015-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Direct · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2015-06-12 | |
| 2015-05-07 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2015-05-07 | |
| 2015-05-07 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2015-05-07 | |
| 2015-05-07 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Direct · (m) | Holding | 175,439 owned after | $5.70 exercise price | 2015-05-07 | |
| 2015-02-09 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,000,000 175,439 owned after | $5.70 exercise price | 2015-02-10 | |
| 2015-02-09 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,000,000 175,439 owned after | $5.70 exercise price | 2015-02-10 | |
| 2015-02-09 | MILLER LLOYD I III 10% Owner | 4 | Junior Secured Convertible Promissory Notes Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1,000,000 175,439 owned after | $5.70 exercise price | 2015-02-10 |