DETERMINE, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows, 22 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-01-22: Reporting owner SUBIN NEIL S; Form 3; Security Additional Extension Payment Shares; Transaction Holding.
- 2018-01-22: Reporting owner SUBIN NEIL S; Form 3; Security Additional Extension Payment Shares; Transaction Holding.
- 2018-01-02: Reporting owner MILLER LLOYD I III; Form 4; Security Additional Extension Payment Shares; Transaction Holding.
- 2018-01-02: Reporting owner MILLER LLOYD I III; Form 4; Security Additional Extension Payment Shares; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-01-22 holding as of filing | SUBIN NEIL S 10% Owner | 3 | Additional Extension Payment Shares Derivative · Indirect · By Milfam II L.P. | Holding | no price filed | 2018-01-22 | ||
| 2018-01-22 holding as of filing | SUBIN NEIL S 10% Owner | 3 | Additional Extension Payment Shares Derivative · Indirect · By Lloyd I. Miller, III Revocable Trust | Holding | no price filed | 2018-01-22 | ||
| 2018-01-02 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Additional Extension Payment Shares Derivative · Direct · (m) | Holding | 10,417 owned after | no price filed | 2018-01-02 | |
| 2018-01-02 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Additional Extension Payment Shares Derivative · Indirect · (m) | Holding | 10,417 owned after | no price filed | 2018-01-02 | |
| 2017-12-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Additional Extension Payment Shares Derivative · Direct · (m) | Holding | 10,417 owned after | no price filed | 2017-12-13 | |
| 2017-12-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Additional Extension Payment Shares Derivative · Indirect · (m) | Holding | 10,417 owned after | no price filed | 2017-12-13 | |
| 2017-10-03 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Additional Extension Payment Shares Derivative · Direct · (m) | Holding | 10,417 owned after | no price filed | 2017-10-03 | |
| 2017-10-03 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Additional Extension Payment Shares Derivative · Indirect · (m) | Holding | 10,417 owned after | no price filed | 2017-10-03 | |
| 2017-09-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Additional Extension Payment Shares Derivative · Direct · (m) | Holding | 10,417 owned after | no price filed | 2017-09-13 | |
| 2017-09-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Additional Extension Payment Shares Derivative · Indirect · (m) | Holding | 10,417 owned after | no price filed | 2017-09-13 | |
| 2017-06-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Additional Extension Payment Shares Derivative · Direct · (m) | Holding | 10,417 owned after | no price filed | 2017-06-30 | |
| 2017-06-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Additional Extension Payment Shares Derivative · Indirect · (m) | Holding | 10,417 owned after | no price filed | 2017-06-30 | |
| 2017-06-23 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Additional Extension Payment Shares Derivative · Direct · (m) | Holding | 10,417 owned after | no price filed | 2017-06-23 | |
| 2017-06-23 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Additional Extension Payment Shares Derivative · Indirect · (m) | Holding | 10,417 owned after | no price filed | 2017-06-23 | |
| 2017-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Additional Extension Payment Shares Derivative · Direct · (m) | Holding | 10,417 owned after | no price filed | 2017-06-12 | |
| 2017-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Additional Extension Payment Shares Derivative · Indirect · (m) | Holding | 10,417 owned after | no price filed | 2017-06-12 | |
| 2017-06-01 | MILLER LLOYD I III 10% Owner | 4 | Additional Extension Payment Shares Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +10,417 10,417 owned after | no price filed | 2017-06-05 | |
| 2017-06-01 | MILLER LLOYD I III 10% Owner | 4 | Additional Extension Payment Shares Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +10,417 10,417 owned after | no price filed | 2017-06-05 | |
| 2009-01-13 holding as of filing | Howe Alan B Director | 3 | No securities are beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2009-01-13 | |
| 2008-09-11 holding as of filing | Heaps Richard Officer (Chief Financial Officer, GC) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2008-09-11 | |
| 2008-01-18 holding as of filing | Shaw Michael R Officer (VP/GenMgrSalesConfigSolutions) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2008-01-18 | |
| 2007-10-11 holding as of filing | THANOS JAMES Director | 3 | No securities are beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-10-11 |