DETERMINE, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows, 48 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-08-24: Reporting owner Brodsky Michael; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-02-14: Reporting owner Sems Lloyd; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-02-14: Reporting owner CASEY MICHAEL J; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-02-14: Reporting owner GULLARD JAMES MICHAEL; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-08-24 | Brodsky Michael Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,600 406,200 owned after | $0.78 exercise price | 2018-08-28 | |
| 2017-02-14 | Sems Lloyd Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 18,333 owned after | $2.59 exercise price | 2017-02-16 | |
| 2017-02-14 | CASEY MICHAEL J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 17,659 owned after | $2.59 exercise price | 2017-02-15 | |
| 2017-02-14 | GULLARD JAMES MICHAEL Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 15,000 owned after | $2.59 exercise price | 2017-02-15 | |
| 2017-02-14 | Howe Alan B Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 22,659 owned after | $2.59 exercise price | 2017-02-15 | |
| 2016-09-02 | Brodsky Michael Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,600 230,600 owned after | $1.80 exercise price | 2016-09-07 | |
| 2016-09-02 | Brodsky Michael Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 330,600 owned after | $1.80 exercise price | 2016-09-07 | |
| 2016-02-23 | Nolan John K Officer (Chief Financial Officer) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 250,000 owned after | $1.64 exercise price | 2016-02-25 | |
| 2016-02-23 | Stakenas Patrick Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 850,979 owned after | $1.64 exercise price | 2016-02-25 | |
| 2015-11-16 | Nolan John K Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.34 exercise price | 2015-11-16 | |
| 2015-09-02 | Brodsky Michael Director, Officer (Executive Chairman) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 155,000 owned after | $3.99 exercise price | 2015-09-09 | |
| 2015-06-15 | Stakenas Patrick Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,979 100,979 owned after | $6.14 exercise price | 2015-06-16 | |
| 2015-05-07 holding as of filing | Brodsky Michael Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 105,000 owned after | no price filed | 2015-05-07 | |
| 2014-09-02 | Brodsky Michael Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 105,000 owned after | $5.67 exercise price | 2014-09-04 | |
| 2013-12-06 holding as of filing | Mathieu Blaine Director, Officer (Chief Executive Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.28 exercise price | 2013-12-06 | ||
| 2013-12-04 | Mathieu Blaine Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +186,979 186,979 owned after | $6.28 exercise price | 2013-12-06 | |
| 2013-11-12 | Howe Alan B Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 15,000 owned after | $6.22 exercise price | 2013-11-14 | |
| 2013-11-12 | GULLARD JAMES MICHAEL Director | 4 | Stock Option (right to buy) Derivative · Indirect · The Gullard Family Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,357 owned after | $6.22 exercise price | 2013-11-14 | |
| 2013-11-12 | CASEY MICHAEL J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 10,000 owned after | $6.22 exercise price | 2013-11-14 | |
| 2013-11-12 | Sems Lloyd Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,333 13,333 owned after | $6.22 exercise price | 2013-11-14 | |
| 2013-09-12 holding as of filing | Brodsky Michael Director, Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | Holding | 55,000 owned after | no price filed | 2013-09-12 | |
| 2013-09-12 holding as of filing | Sems Lloyd Director | 4 | Stock Options Derivative · Direct | Holding | 8,334 owned after | no price filed | 2013-09-12 | |
| 2013-08-12 | Brodsky Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 55,000 owned after | $5.72 exercise price | 2013-08-13 | |
| 2011-11-14 holding as of filing | Bell Doug Officer (Chief Commercial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.26 exercise price | 2011-11-14 | ||
| 2011-11-10 holding as of filing | Rainow Leonard Officer (Chief Operating Officer) | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.93 exercise price | 2011-11-10 | ||
| 2011-11-10 holding as of filing | Ahluwalia Kamal Officer (Chief Strategy Officer) | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.20 exercise price | 2011-11-10 | ||
| 2011-11-10 holding as of filing | Ahluwalia Kamal Officer (Chief Strategy Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.20 exercise price | 2011-11-10 | ||
| 2011-11-10 holding as of filing | Rainow Leonard Officer (Chief Operating Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.93 exercise price | 2011-11-10 | ||
| 2011-07-29 | Sems Lloyd Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.27 exercise price | 2011-08-02 | |
| 2011-07-29 | Sems Lloyd Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.27 exercise price | 2011-08-02 | |
| 2010-11-09 | GULLARD JAMES MICHAEL Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.18 exercise price | 2010-11-12 | |
| 2010-11-09 | CASEY MICHAEL J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.18 exercise price | 2010-11-10 | |
| 2010-11-09 | Brodsky Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.18 exercise price | 2010-11-10 | |
| 2009-09-11 holding as of filing | Stern Jason Officer (Sr VP Operations, CMB) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.85 exercise price | 2009-09-11 | ||
| 2009-02-27 | Howe Alan B Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.36 exercise price | 2009-08-11 | |
| 2008-11-18 | Zawatski Brenda Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.54 exercise price | 2009-08-11 | |
| 2008-09-09 | Zawatski Brenda Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.07 exercise price | 2008-09-11 | |
| 2008-08-19 | Sems Lloyd Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.12 exercise price | 2008-09-19 | |
| 2008-02-14 | Shaw Michael R Officer (VP/GenMgrSalesConfigSolutions) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.50 exercise price | 2008-02-15 | |
| 2007-11-15 | THANOS JAMES Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.81 exercise price | 2007-11-19 | |
| 2007-11-15 | Jurkowski Robert Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.81 exercise price | 2007-11-19 | |
| 2007-11-15 | Arnold James Robert Jr. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.81 exercise price | 2007-11-19 | |
| 2007-11-13 | Jurkowski Robert Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $1.87 exercise price | 2007-11-15 | |
| 2006-10-02 | NICHOLSON TERRANCE Officer (VP,COO Contract Mgmt Solutions) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $2.46 exercise price | 2006-10-04 | |
| 2006-09-26 | GOLDNER STEVE Officer (Vice President of Engineering) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $2.47 exercise price | 2006-09-28 | |
| 2006-09-25 | ROESCHLEIN BILL Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.42 exercise price | 2006-09-27 | |
| 2006-08-17 | BENNION STEPHEN Officer (President, CEO and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $2.34 exercise price | 2006-08-17 | |
| 2005-11-09 | Zawatski Brenda Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.79 exercise price | 2006-07-28 |