DecisionPoint Systems, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-04-22: Reporting owner SCHROEDER ROBERT C; Form 4; Security Series D Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2014-04-22: Reporting owner SCHROEDER ROBERT C; Form 4; Security Series E Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2014-04-22: Reporting owner TAGLICH MICHAEL N; Form 4; Security Series D Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2014-04-22: Reporting owner TAGLICH MICHAEL N; Form 4; Security Series D Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-04-22 | SCHROEDER ROBERT C Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +148 272,466 owned after | $10.00 | 2015-04-02 | |
| 2014-04-22 | SCHROEDER ROBERT C Director | 4 | Series E Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +37 272,503 owned after | $10.00 | 2015-04-02 | |
| 2014-04-22 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +1,116 850,160 owned after | $10.00 | 2015-04-02 | |
| 2014-04-22 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +372 855,399 owned after | $10.00 | 2015-04-02 | |
| 2014-04-22 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +55 856,174 owned after | $10.00 | 2015-04-02 | |
| 2014-04-22 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +111 857,737 owned after | $10.00 | 2015-04-02 | |
| 2014-04-22 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +74 858,779 owned after | $10.00 | 2015-04-02 | |
| 2014-04-22 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +74 859,821 owned after | $10.00 | 2015-04-02 | |
| 2014-04-22 | TAGLICH MICHAEL N Director | 4 | Series E Convertible Preferred Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +281 1,716,751 owned after | $10.00 | 2015-04-02 | |
| 2014-04-22 | Guttilla John C Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +40 16,056 owned after | $0.71 exercise price | 2015-04-02 | |
| 2014-04-22 | SEID PAUL Director | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +1,264 496,873 owned after | $0.71 exercise price | 2015-04-02 | |
| 2014-04-22 | SEID PAUL Director | 4 | Series E Convertible Preferred Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +261 801,896 owned after | $0.50 exercise price | 2015-04-02 | |
| 2014-04-22 | SEID PAUL Director | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +1,264 496,873 owned after | $0.71 exercise price | 2015-02-13 | |
| 2014-04-22 | SEID PAUL Director | 4 | Series E Convertible Preferred Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +261 801,896 owned after | $0.50 exercise price | 2015-02-13 | |
| 2014-04-22 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +1,116 850,160 owned after | $10.00 | 2015-02-10 | |
| 2014-04-22 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +372 855,399 owned after | $10.00 | 2015-02-10 | |
| 2014-04-22 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +55 856,174 owned after | $10.00 | 2015-02-10 | |
| 2014-04-22 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +111 857,737 owned after | $10.00 | 2015-02-10 | |
| 2014-04-22 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +74 858,779 owned after | $10.00 | 2015-02-10 | |
| 2014-04-22 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +74 859,821 owned after | $10.00 | 2015-02-10 | |
| 2014-04-22 | TAGLICH MICHAEL N Director | 4 | Series E Convertible Preferred Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +281 1,716,751 owned after | $10.00 | 2015-02-10 | |
| 2014-04-22 | Guttilla John C Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +40 16,056 owned after | $0.71 exercise price | 2015-02-10 | |
| 2014-04-22 | SCHROEDER ROBERT C Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +148 272,466 owned after | $10.00 | 2015-02-10 | |
| 2014-04-22 | SCHROEDER ROBERT C Director | 4 | Series E Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +37 272,503 owned after | $10.00 | 2015-02-10 | |
| 2014-04-22 | SCHROEDER ROBERT C Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +148 272,466 owned after | $10.00 | 2014-10-03 | |
| 2014-04-22 | SCHROEDER ROBERT C Director | 4 | Series E Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +37 272,503 owned after | $10.00 | 2014-10-03 | |
| 2014-04-22 | Yelin Lawrence Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +81 61,149 owned after | $10.00 | 2014-10-03 | |
| 2014-04-22 | Sheehy Jay B. Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +37 89,937 owned after | $10.00 | 2014-10-03 | |
| 2014-04-22 | Rifkin David M. Director | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +37 158,898 owned after | $10.00 | 2014-10-03 | |
| 2014-04-22 | Moss Bryan Officer (Senior Vice President) | 4 | Series D Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +93 2,593 owned after | $10.00 | 2014-09-17 |