DecisionPoint Systems, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-31: Reporting owner Guttilla John C; Form 4; Security Series D Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-12-31: Reporting owner Guttilla John C; Form 4; Security Series D Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-12-31: Reporting owner Moss Bryan; Form 4; Security Series D Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-12-20: Reporting owner SCHROEDER ROBERT C; Form 4; Security Series D Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | Guttilla John C Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,100 15,493 owned after | $10.00 | 2015-04-02 | |
| 2012-12-31 | Guttilla John C Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,100 15,493 owned after | $10.00 | 2015-02-10 | |
| 2012-12-31 | Moss Bryan Officer (Senior Vice President) | 4 | Series D Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,500 2,500 owned after | $10.00 | 2013-01-04 | |
| 2012-12-20 | SCHROEDER ROBERT C Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $10.00 | 2015-04-02 | |
| 2012-12-20 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +30,000 422,535 owned after | $10.00 | 2015-04-02 | |
| 2012-12-20 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +10,000 563,380 owned after | $10.00 | 2015-04-02 | |
| 2012-12-20 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,500 584,507 owned after | $10.00 | 2015-04-02 | |
| 2012-12-20 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +3,000 626,761 owned after | $10.00 | 2015-04-02 | |
| 2012-12-20 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +2,000 654,930 owned after | $10.00 | 2015-04-02 | |
| 2012-12-20 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +2,000 683,099 owned after | $10.00 | 2015-04-02 | |
| 2012-12-20 | SEID PAUL Director | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +25,500 359,155 owned after | $10.00 | 2015-04-02 | |
| 2012-12-20 | SEID PAUL Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +8,500 478,873 owned after | $10.00 | 2015-04-02 | |
| 2012-12-20 | SEID PAUL Director | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +25,500 359,155 owned after | $10.00 | 2015-02-13 | |
| 2012-12-20 | SEID PAUL Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +8,500 478,873 owned after | $10.00 | 2015-02-13 | |
| 2012-12-20 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +30,000 422,535 owned after | $10.00 | 2015-02-10 | |
| 2012-12-20 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +10,000 563,380 owned after | $10.00 | 2015-02-10 | |
| 2012-12-20 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,500 584,507 owned after | $10.00 | 2015-02-10 | |
| 2012-12-20 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +3,000 626,761 owned after | $10.00 | 2015-02-10 | |
| 2012-12-20 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +2,000 654,930 owned after | $10.00 | 2015-02-10 | |
| 2012-12-20 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +2,000 683,099 owned after | $10.00 | 2015-02-10 | |
| 2012-12-20 | SCHROEDER ROBERT C Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $10.00 | 2015-02-10 | |
| 2012-12-20 | SCHROEDER ROBERT C Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $10.00 | 2014-10-03 | |
| 2012-12-20 | Yelin Lawrence Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,200 2,200 owned after | $10.00 | 2014-10-03 | |
| 2012-12-20 | Sheehy Jay B. Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 11,032 owned after | $10.00 | 2014-10-03 | |
| 2012-12-20 | Rifkin David M. Director | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1,000 79,993 owned after | $10.00 | 2014-10-03 | |
| 2012-12-20 | Hubregsen Ralph Officer (Chief Operating Officer) | 4 | Series D Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 1,000 owned after | $10.00 | 2013-01-03 | |
| 2012-12-20 | DALICANDRO DONALD Director | 4 | Series C Cumulative Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −156,250 0 owned after | $3.20 exercise price | 2012-12-27 | |
| 2012-12-20 | Yelin Lawrence Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,200 2,200 owned after | $10.00 | 2012-12-26 | |
| 2012-12-20 | Sheehy Jay B. Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 1,000 owned after | $10.00 | 2012-12-26 | |
| 2012-12-20 | Rifkin David M. Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 1,000 owned after | $10.00 | 2012-12-26 | |
| 2012-12-20 | Ross Paul Officer (Interim Chief Financial Office) | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +2,000 2,000 owned after | $10.00 | 2012-12-26 | |
| 2012-12-20 | TOMS NICHOLAS R H Director, Officer (CEO, President) | 4 | Series D Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 10,000 owned after | $10.00 | 2012-12-26 | |
| 2012-12-20 | Waye Thom 10% Owner | 4 | Series C Cumulative Convertible Preferred Stock Derivative · Indirect · Footnote | J Other acquisition or disposition (describe transaction) | −976,017 0 owned after | $3.20 exercise price | 2012-12-21 | |
| 2012-12-20 | Rothblum Maydan Director | 4 | Series C Cumulative Convertible Preferred Stock Derivative · Indirect · Footnote | J Other acquisition or disposition (describe transaction) | −976,017 0 owned after | $3.20 exercise price | 2012-12-21 | |
| 2012-11-01 | DALICANDRO DONALD Director | 4 | Series C Cumulative Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +156,250 156,250 owned after | $3.20 exercise price | 2012-11-05 | |
| 2012-11-01 | Rothblum Maydan Director | 4 | Series C Cumulative Convertible Preferred Stock Derivative · Indirect · Footnote | J Other acquisition or disposition (describe transaction) | −156,250 976,017 owned after | $3.20 exercise price | 2012-11-02 | |
| 2012-11-01 | Sigma Capital Advisors, LLC | Waye Thom | Sigma Capital Partners, LLC | Sigma Opportunity Fund II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Cumulative Convertible Preferred Stock Derivative · Indirect · Footnote | J Other acquisition or disposition (describe transaction) | −156,250 976,017 owned after | $3.20 exercise price | 2012-11-02 | |
| 2012-10-12 | Sigma Capital Advisors, LLC | Sigma Capital Partners, LLC | Sigma Opportunity Fund II, LLC | Waye Thom 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Cumulative Convertible Preferred Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −154,400 1,132,267 owned after | $3.20 exercise price | 2012-10-16 | |
| 2012-10-12 | Rothblum Maydan Director | 4 | Series C Cumulative Convertible Preferred Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −154,400 1,132,267 owned after | $3.20 exercise price | 2012-10-16 | |
| 2012-01-19 holding as of filing | TOMS NICHOLAS R H Director, Officer (CEO, President) | 3 | Series A Cumulative Convertible Preferred Stock Derivative · Direct | Holding | $3.62 exercise price | 2012-01-19 |