DecisionPoint Systems, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-02: Reporting owner Chaiken Robert M.; Form 3; Security Series A Cumulative Convertible Preferred Stock; Transaction Holding.
- 2011-12-02: Reporting owner Chaiken Robert M.; Form 3; Security Series B Cumulative Convertible Preferred Stock; Transaction Holding.
- 2011-11-28: Reporting owner Rifkin David M.; Form 3; Security Series A Cumulative Convertible Preferred Stock; Transaction Holding.
- 2011-11-28: Reporting owner Rifkin David M.; Form 3; Security Series A Cumulative Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-02 holding as of filing | Chaiken Robert M. Director | 3 | Series A Cumulative Convertible Preferred Stock Derivative · Direct | Holding | $3.62 exercise price | 2011-12-02 | ||
| 2011-12-02 holding as of filing | Chaiken Robert M. Director | 3 | Series B Cumulative Convertible Preferred Stock Derivative · Direct | Holding | $2.89 exercise price | 2011-12-02 | ||
| 2011-11-28 holding as of filing | Rifkin David M. Director | 3 | Series A Cumulative Convertible Preferred Stock Derivative · Direct · (m) | Holding | $3.62 exercise price | 2011-11-28 | ||
| 2011-11-28 holding as of filing | Rifkin David M. Director | 3 | Series A Cumulative Convertible Preferred Stock Derivative · Indirect · (m) | Holding | $3.62 exercise price | 2011-11-28 | ||
| 2011-07-21 holding as of filing | Rothblum Maydan Director | 3 | Series C Cumulative Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | $3.20 exercise price | 2011-07-21 | ||
| 2011-07-21 holding as of filing | Sigma Capital Advisors, LLC | Sigma Opportunity Fund II, LLC | Sigma Capital Partners, LLC | Waye Thom 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Cumulative Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | $3.20 exercise price | 2011-07-21 |