DecisionPoint Systems, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows, 31 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-10-02: Reporting owner Cooke William; Form 4; Security Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2023-10-02: Reporting owner TAGLICH MICHAEL N; Form 4; Security Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2023-06-29: Reporting owner TAGLICH MICHAEL N; Form 4; Security Warrant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-06-26: Reporting owner Cooke William; Form 4; Security Warrant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-10-02 | Cooke William Director | 4 | Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,313 0 owned after | $1.40 exercise price | 2023-11-22 | |
| 2023-10-02 | TAGLICH MICHAEL N Director, 10% Owner | 4 | Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −7,875 0 owned after | $1.40 exercise price | 2023-11-22 | |
| 2023-06-29 | TAGLICH MICHAEL N Director, 10% Owner | 4 | Warrant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,903 0 owned after | $1.00 exercise price | 2023-07-05 | |
| 2023-06-26 | Cooke William Director | 4 | Warrant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,840 0 owned after | $1.00 exercise price | 2023-07-05 | |
| 2022-05-20 holding as of filing | TAGLICH MICHAEL N Director, 10% Owner | 3 | Warrant (Right to Buy) Derivative · Direct | Holding | $1.00 exercise price | 2022-05-20 | ||
| 2022-05-20 holding as of filing | TAGLICH MICHAEL N Director, 10% Owner | 3 | Warrant (Right to Buy) Derivative · Direct | Holding | $1.40 exercise price | 2022-05-20 | ||
| 2022-05-20 holding as of filing | Cooke William Director | 3 | Warrant (Right to Buy) Derivative · Direct | Holding | $1.00 exercise price | 2022-05-20 | ||
| 2022-05-20 holding as of filing | Cooke William Director | 3 | Warrant (Right to Buy) Derivative · Direct | Holding | $1.40 exercise price | 2022-05-20 | ||
| 2015-01-29 holding as of filing | TAGLICH MICHAEL N Director | 3 | Warrants (Series D) Derivative · Direct · (m) | Holding | $1.10 exercise price | 2015-01-29 | ||
| 2015-01-29 holding as of filing | TAGLICH MICHAEL N Director | 3 | Warrants (Series E) Derivative · Direct · (m) | Holding | $0.55 exercise price | 2015-01-29 | ||
| 2013-12-19 holding as of filing | SCHROEDER ROBERT C Director | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $1.10 exercise price | 2013-12-19 | ||
| 2013-12-19 holding as of filing | SCHROEDER ROBERT C Director | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $0.55 exercise price | 2013-12-19 | ||
| 2013-11-22 | SCHROEDER ROBERT C Director | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,700 253,450 owned after | $0.55 exercise price | 2015-04-02 | |
| 2013-11-22 | TAGLICH MICHAEL N Director | 4 | Warrants (Series E) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 1,711,131 owned after | $0.55 exercise price | 2015-04-02 | |
| 2013-11-22 | TAGLICH MICHAEL N Director | 4 | Warrants (Series E) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 1,711,131 owned after | $0.55 exercise price | 2015-02-10 | |
| 2013-11-22 | SCHROEDER ROBERT C Director | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,700 253,450 owned after | $0.55 exercise price | 2015-02-10 | |
| 2013-11-22 | SCHROEDER ROBERT C Director | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,700 253,450 owned after | $0.55 exercise price | 2014-10-03 | |
| 2013-08-21 | TOMS NICHOLAS R H Director, Officer (CEO, PRESIDENT) | 4 | WARRANTS (RIGHT TO BUY) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +83,333 83,333 owned after | $1.00 exercise price | 2013-08-26 | |
| 2012-12-31 | SCHROEDER ROBERT C Director | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +126,750 130,750 owned after | $1.10 exercise price | 2015-04-02 | |
| 2012-12-31 | TAGLICH MICHAEL N Director | 4 | Warrants (Series D) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +151,343 834,442 owned after | $1.10 exercise price | 2015-04-02 | |
| 2012-12-31 | TAGLICH MICHAEL N Director | 4 | Warrants (Series D) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +151,343 834,442 owned after | $1.10 exercise price | 2015-02-10 | |
| 2012-12-31 | SCHROEDER ROBERT C Director | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +126,750 130,750 owned after | $1.10 exercise price | 2015-02-10 | |
| 2012-12-31 | SCHROEDER ROBERT C Director | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +126,750 130,750 owned after | $1.10 exercise price | 2014-10-03 | |
| 2012-01-19 holding as of filing | TOMS NICHOLAS R H Director, Officer (CEO, President) | 3 | Series A Warrants Derivative · Direct | Holding | $7.23 exercise price | 2012-01-19 | ||
| 2012-01-19 holding as of filing | TOMS NICHOLAS R H Director, Officer (CEO, President) | 3 | Series A Warrants Derivative · Direct | Holding | $9.04 exercise price | 2012-01-19 | ||
| 2011-12-02 holding as of filing | Chaiken Robert M. Director | 3 | Series A Warrants Derivative · Direct | Holding | $7.23 exercise price | 2011-12-02 | ||
| 2011-12-02 holding as of filing | Chaiken Robert M. Director | 3 | Series A Warrants Derivative · Direct | Holding | $9.04 exercise price | 2011-12-02 | ||
| 2011-11-28 holding as of filing | Rifkin David M. Director | 3 | Series A Warrants Derivative · Direct · (m) | Holding | $7.23 exercise price | 2011-11-28 | ||
| 2011-11-28 holding as of filing | Rifkin David M. Director | 3 | Series A Warrants Derivative · Direct · (m) | Holding | $9.04 exercise price | 2011-11-28 | ||
| 2011-11-28 holding as of filing | Rifkin David M. Director | 3 | Series A Warrants Derivative · Indirect · (m) | Holding | $7.23 exercise price | 2011-11-28 | ||
| 2011-11-28 holding as of filing | Rifkin David M. Director | 3 | Series A Warrants Derivative · Indirect · (m) | Holding | $9.04 exercise price | 2011-11-28 |