DecisionPoint Systems, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-19: Reporting owner SCHROEDER ROBERT C; Form 3; Security Series D Preferred Stock; Transaction Holding.
- 2013-12-19: Reporting owner SCHROEDER ROBERT C; Form 3; Security Series E Preferred Stock; Transaction Holding.
- 2013-11-22: Reporting owner SEID PAUL; Form 4; Security Series E Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-11-22: Reporting owner SEID PAUL; Form 4; Security Series E Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-19 holding as of filing | SCHROEDER ROBERT C Director | 3 | Series D Preferred Stock Derivative · Direct | Holding | $0.71 exercise price | 2013-12-19 | ||
| 2013-12-19 holding as of filing | SCHROEDER ROBERT C Director | 3 | Series E Preferred Stock Derivative · Direct | Holding | $0.50 exercise price | 2013-12-19 | ||
| 2013-11-22 | SEID PAUL Director | 4 | Series E Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +5,000 796,676 owned after | $10.00 | 2015-04-02 | |
| 2013-11-22 | SEID PAUL Director | 4 | Series E Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +5,000 796,676 owned after | $10.00 | 2015-02-13 | |
| 2013-11-15 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +24,943 1,511,131 owned after | $10.00 | 2015-04-02 | |
| 2013-11-15 | TAGLICH MICHAEL N Director | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +24,943 1,511,131 owned after | $10.00 | 2015-02-10 | |
| 2013-11-12 | SCHROEDER ROBERT C Director | 4 | Series E Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 132,750 owned after | $10.00 | 2015-04-02 | |
| 2013-11-12 | TAGLICH MICHAEL N Director | 4 | Series E Convertible Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +15,000 1,159,821 owned after | $10.00 | 2015-04-02 | |
| 2013-11-12 | SEID PAUL Director | 4 | Series E Convertible Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +10,000 696,676 owned after | $10.00 | 2015-04-02 | |
| 2013-11-12 | SEID PAUL Director | 4 | Series E Convertible Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +10,000 696,676 owned after | $10.00 | 2015-02-13 | |
| 2013-11-12 | TAGLICH MICHAEL N Director | 4 | Series E Convertible Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +15,000 1,159,821 owned after | $10.00 | 2015-02-10 | |
| 2013-11-12 | SCHROEDER ROBERT C Director | 4 | Series E Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 132,750 owned after | $10.00 | 2015-02-10 | |
| 2013-11-12 | SCHROEDER ROBERT C Director | 4 | Series E Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 132,750 owned after | $10.00 | 2014-10-03 |