Cutera, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-15: Reporting owner GARDINER SANDRA; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-12-12: Reporting owner Pardos Miguel; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-08-30: Reporting owner Pardos Miguel; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-05-25: Reporting owner Laber Larry; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-15 | GARDINER SANDRA Officer (EVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,005 16,005 owned after | $47.40 exercise price | 2017-12-19 | |
| 2017-12-12 | Pardos Miguel Officer (EVP, International Sales) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 25,000 owned after | $9.97 exercise price | 2017-12-14 | |
| 2017-08-30 | Pardos Miguel Officer (EVP, International Sales) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 30,000 owned after | $9.97 exercise price | 2017-09-01 | |
| 2017-05-25 | Laber Larry Officer (EVP, North America Sales) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 16,000 owned after | $10.03 exercise price | 2017-05-30 | |
| 2017-05-23 | Laber Larry Officer (EVP, North America Sales) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 19,000 owned after | $10.03 exercise price | 2017-05-30 | |
| 2017-05-04 | SANTILLI RONALD J Officer (EVP and CFO) | 4 | Employee Common Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,333 0 owned after | $8.91 exercise price | 2017-05-08 | |
| 2017-04-24 | Laber Larry Officer (EVP, North America Sales) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 21,000 owned after | $10.03 exercise price | 2017-04-24 | |
| 2017-04-20 | Pardos Miguel Officer (EVP, International Sales) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 35,000 owned after | $9.97 exercise price | 2017-04-24 | |
| 2017-04-20 | Laber Larry Officer (EVP, North America Sales) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,324 22,500 owned after | $10.03 exercise price | 2017-04-24 | |
| 2017-04-19 | Laber Larry Officer (EVP, North America Sales) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 27,824 owned after | $10.03 exercise price | 2017-05-02 | |
| 2017-04-19 | Laber Larry Officer (EVP, North America Sales) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 27,824 owned after | $10.03 exercise price | 2017-04-19 | |
| 2017-04-17 | Laber Larry Officer (EVP, North America Sales) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,076 27,924 owned after | $10.03 exercise price | 2017-05-02 | |
| 2017-04-17 | Laber Larry Officer (EVP, North America Sales) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,076 27,924 owned after | $10.03 exercise price | 2017-04-19 | |
| 2017-04-10 | Pardos Miguel Officer (EVP, International Sales) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 40,000 owned after | $9.97 exercise price | 2017-04-12 | |
| 2017-04-03 | Pardos Miguel Officer (EVP, International Sales) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 45,000 owned after | $9.97 exercise price | 2017-04-05 | |
| 2017-03-07 | SANTILLI RONALD J Officer (EVP and CFO) | 4 | Employee Common Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,709 0 owned after | $6.88 exercise price | 2017-03-08 | |
| 2017-03-06 | SANTILLI RONALD J Officer (EVP and CFO) | 4 | Employee Common Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,562 0 owned after | $8.72 exercise price | 2017-03-08 | |
| 2017-03-06 | SANTILLI RONALD J Officer (EVP and CFO) | 4 | Employee Common Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,791 28,709 owned after | $6.88 exercise price | 2017-03-08 | |
| 2017-02-21 | Pardos Miguel Officer (EVP, International Sales) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 50,000 owned after | $9.97 exercise price | 2017-02-21 | |
| 2017-02-16 | Pardos Miguel Officer (EVP, International Sales) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 60,000 owned after | $9.97 exercise price | 2017-02-21 | |
| 2017-02-07 holding as of filing | Pardos Miguel Officer (EVP, International Sales) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.97 exercise price | 2017-02-07 | ||
| 2017-02-07 holding as of filing | Pardos Miguel Officer (EVP, International Sales) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.80 exercise price | 2017-02-07 | ||
| 2017-02-06 holding as of filing | Laber Larry Officer (EVP, North America Sales) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.03 exercise price | 2017-02-06 | ||
| 2017-02-06 holding as of filing | Laber Larry Officer (EVP, North America Sales) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.80 exercise price | 2017-02-06 | ||
| 2017-01-11 holding as of filing | Reinstein James A. Director, Officer (President and CEO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $17.90 exercise price | 2017-01-11 |