Cutera, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-08-07: Reporting owner Seth Rohan; Form 3; Security [No securities are beneficially owned]; Transaction Holding.
- 2019-11-18: Reporting owner Ahmad Fuad; Form 3; Security [No securities are beneficially owned]; Transaction Holding.
- 2019-02-22: Reporting owner Zanotti Katherine S; Form 3; Security [No securities are beneficially owned]; Transaction Holding.
- 2009-03-20: Reporting owner GOLLNICK DAVID A; Form 4/A; Security N/A; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-08-07 holding as of filing | Seth Rohan Officer (Chief Financial Officer) | 3 | [No securities are beneficially owned] Non-derivative · Direct | Holding | 0 owned after | no price filed | 2020-08-07 | |
| 2019-11-18 holding as of filing | Ahmad Fuad | 3 | [No securities are beneficially owned] Non-derivative · Direct | Holding | 0 owned after | no price filed | 2019-11-18 | |
| 2019-02-22 holding as of filing | Zanotti Katherine S Director | 3 | [No securities are beneficially owned] Non-derivative · Direct | Holding | 0 owned after | no price filed | 2019-02-22 | |
| 2009-03-20 | GOLLNICK DAVID A Director | 4/A | N/A Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −0 0 owned after | $0.00 | 2009-05-12 | |
| 2007-06-08 | GOLLNICK DAVID A Director, Officer (VP of Research and Development) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +14,000 14,000 owned after | $24.46 exercise price | 2007-06-12 | |
| 2007-05-10 | GOLLNICK DAVID A Director, Officer (VP of Research and Development) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +60,000 25,000 owned after | $0.10 exercise price | 2007-05-11 | |
| 2007-02-23 | GOLLNICK DAVID A Director, Officer (VP of Research and Development) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +35,000 85,000 owned after | $0.10 exercise price | 2007-02-27 | |
| 2007-02-21 | Shine Robert John Jr Officer (VP of International) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 6,167 owned after | $4.25 exercise price | 2007-03-01 | |
| 2007-02-08 | GOLLNICK DAVID A Director, Officer (VP of Research and Development) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 120,000 owned after | $0.10 exercise price | 2007-02-09 | |
| 2006-11-10 | GOLLNICK DAVID A Director, Officer (VP of Research and Development) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,745 0 owned after | $4.25 | 2006-11-14 | |
| 2006-11-10 | GOLLNICK DAVID A Director, Officer (VP of Research and Development) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,083 2,917 owned after | $4.25 | 2006-11-14 | |
| 2006-11-10 | GOLLNICK DAVID A Director, Officer (VP of Research and Development) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,042 3,958 owned after | $13.30 | 2006-11-14 | |
| 2006-11-10 | GOLLNICK DAVID A Director, Officer (VP of Research and Development) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,313 9,687 owned after | $20.25 | 2006-11-14 | |
| 2006-11-09 | GOLLNICK DAVID A Director, Officer (VP of Research and Development) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,380 4,745 owned after | $4.25 | 2006-11-13 | |
| 2006-11-09 | Shine Robert John Jr Officer (VP of International) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 23,000 owned after | $4.25 | 2006-11-13 | |
| 2006-10-20 | Shine Robert John Jr Officer (VP of International) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $27.36 | 2006-10-24 | |
| 2006-06-20 | GOLLNICK DAVID A Director, Officer (VP of Research and Development) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 180,000 owned after | $0.10 exercise price | 2006-06-22 | |
| 2006-06-19 | LORTZ W MARK Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $21.84 exercise price | 2006-06-21 |