Cutera, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-15: Reporting owner SANTILLI RONALD J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-14: Reporting owner SANTILLI RONALD J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-11: Reporting owner SANTILLI RONALD J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-10: Reporting owner SANTILLI RONALD J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-15 | SANTILLI RONALD J Officer (Interim CEO and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,092 15,562 owned after | $8.72 exercise price | 2016-11-18 | |
| 2016-11-14 | SANTILLI RONALD J Officer (Interim CEO and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,700 26,654 owned after | $8.72 exercise price | 2016-11-15 | |
| 2016-11-11 | SANTILLI RONALD J Officer (Interim CEO and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,469 41,354 owned after | $8.72 exercise price | 2016-11-15 | |
| 2016-11-10 | SANTILLI RONALD J Officer (Interim CEO and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,177 63,823 owned after | $8.72 exercise price | 2016-11-15 | |
| 2016-06-07 | CONNORS KEVIN P Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $8.66 exercise price | 2016-06-07 | |
| 2016-06-06 | CONNORS KEVIN P Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,606 8,000 owned after | $8.66 exercise price | 2016-06-07 | |
| 2016-06-02 | CONNORS KEVIN P Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,259 21,606 owned after | $8.66 exercise price | 2016-06-02 | |
| 2016-06-01 | CONNORS KEVIN P Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,239 33,865 owned after | $8.66 exercise price | 2016-06-02 | |
| 2016-05-31 | CONNORS KEVIN P Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 53,104 owned after | $8.66 exercise price | 2016-06-02 | |
| 2016-05-04 | CONNORS KEVIN P Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,001 54,704 owned after | $8.66 exercise price | 2016-05-04 | |
| 2016-05-03 | CONNORS KEVIN P Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,172 64,705 owned after | $8.66 exercise price | 2016-05-04 | |
| 2016-05-02 | CONNORS KEVIN P Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,123 77,877 owned after | $8.66 exercise price | 2016-05-04 |