Cutera, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-09-04: Reporting owner SANTILLI RONALD J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-09-03: Reporting owner SANTILLI RONALD J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-18: Reporting owner SANTILLI RONALD J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-17: Reporting owner SANTILLI RONALD J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-09-04 | SANTILLI RONALD J Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,501 0 owned after | $10.24 exercise price | 2015-09-04 | |
| 2015-09-03 | SANTILLI RONALD J Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,098 6,501 owned after | $10.24 exercise price | 2015-09-04 | |
| 2015-08-18 | SANTILLI RONALD J Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,459 31,599 owned after | $10.24 exercise price | 2015-08-19 | |
| 2015-08-17 | SANTILLI RONALD J Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,942 37,058 owned after | $10.24 exercise price | 2015-08-19 | |
| 2015-06-08 | WIDMAN JERRY P Director | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,257 0 owned after | $14.78 exercise price | 2015-06-09 | |
| 2015-06-05 | WIDMAN JERRY P Director | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,743 1,257 owned after | $14.78 exercise price | 2015-06-09 | |
| 2015-06-03 | SANTILLI RONALD J Officer (EVP & CFO) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,897 0 owned after | $8.66 exercise price | 2015-06-04 | |
| 2015-06-03 | SANTILLI RONALD J Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,897 5 owned after | $8.66 exercise price | 2015-06-03 | |
| 2015-06-02 | SANTILLI RONALD J Officer (EVP & CFO) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,197 7,897 owned after | $8.66 exercise price | 2015-06-04 | |
| 2015-06-02 | SANTILLI RONALD J Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,192 7,902 owned after | $8.66 exercise price | 2015-06-03 | |
| 2015-06-02 | APFELBERG DAVID B Director | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,100 0 owned after | $14.78 exercise price | 2015-06-02 | |
| 2015-06-01 | SANTILLI RONALD J Officer (EVP & CFO) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,406 12,094 owned after | $8.66 exercise price | 2015-06-04 | |
| 2015-06-01 | SANTILLI RONALD J Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,406 12,094 owned after | $8.66 exercise price | 2015-06-03 | |
| 2015-06-01 | APFELBERG DAVID B Director | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,900 5,100 owned after | $14.78 exercise price | 2015-06-02 | |
| 2015-05-12 | APFELBERG DAVID B Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $9.74 exercise price | 2015-05-12 | |
| 2015-05-06 | SANTILLI RONALD J Officer (EVP & CFO) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,539 27,500 owned after | $8.66 exercise price | 2015-06-03 | |
| 2015-05-06 | SANTILLI RONALD J Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,539 27,500 owned after | $8.66 exercise price | 2015-05-08 | |
| 2015-04-24 | SANTILLI RONALD J Officer (EVP & CFO) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,961 53,039 owned after | $8.66 exercise price | 2015-06-03 | |
| 2015-04-24 | SANTILLI RONALD J Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,961 53,039 owned after | $8.66 exercise price | 2015-04-28 | |
| 2015-04-13 | CONNORS KEVIN P Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,277 0 owned after | $10.43 exercise price | 2015-04-14 | |
| 2015-04-10 | CONNORS KEVIN P Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −296 0 owned after | $10.43 exercise price | 2015-04-14 | |
| 2015-04-10 | CONNORS KEVIN P Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,023 19,277 owned after | $10.43 exercise price | 2015-04-14 | |
| 2015-03-30 | CONNORS KEVIN P Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,784 296 owned after | $10.43 exercise price | 2015-03-30 | |
| 2015-03-27 | CONNORS KEVIN P Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −85,895 6,080 owned after | $10.43 exercise price | 2015-03-30 | |
| 2015-03-26 | CONNORS KEVIN P Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,025 91,975 owned after | $10.43 exercise price | 2015-03-30 | |
| 2015-03-09 | WIDMAN JERRY P Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,680 0 owned after | $9.74 exercise price | 2015-03-10 | |
| 2015-03-06 | WIDMAN JERRY P Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,320 4,680 owned after | $9.74 exercise price | 2015-03-10 | |
| 2015-03-02 | SANTILLI RONALD J Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,700 0 owned after | $10.43 exercise price | 2015-03-04 | |
| 2015-03-02 | SANTILLI RONALD J Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $10.43 exercise price | 2015-03-04 | |
| 2015-01-15 holding as of filing | PLANTS J DANIEL Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $11.98 exercise price | 2015-01-15 | ||
| 2015-01-13 holding as of filing | SEVERSON CLINTON Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.86 exercise price | 2015-01-13 |