Cutera, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-10-27: Reporting owner Barrett Gregory A; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-23: Reporting owner SANTILLI RONALD J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-09-22: Reporting owner SANTILLI RONALD J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-09-21: Reporting owner SANTILLI RONALD J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-10-27 | Barrett Gregory A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $7.15 exercise price | 2011-10-28 | |
| 2011-09-23 | SANTILLI RONALD J Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $5.50 exercise price | 2011-09-26 | |
| 2011-09-22 | SANTILLI RONALD J Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $5.50 exercise price | 2011-09-22 | |
| 2011-09-21 | SANTILLI RONALD J Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $5.50 exercise price | 2011-09-22 | |
| 2011-09-20 | SANTILLI RONALD J Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $5.50 exercise price | 2011-09-22 | |
| 2011-06-06 | CONNORS KEVIN P Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $2.50 exercise price | 2011-06-07 | |
| 2011-05-27 | DeBenedictis Leonard C Officer (Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $8.72 exercise price | 2011-06-01 | |
| 2011-05-27 | CONNORS KEVIN P Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $8.72 exercise price | 2011-06-01 | |
| 2011-05-27 | SANTILLI RONALD J Officer (EVP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $8.72 exercise price | 2011-06-01 | |
| 2011-01-05 holding as of filing | DeBenedictis Leonard C Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $8.75 exercise price | 2011-01-05 |