CROSSROADS SYSTEMS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-30: Reporting owner Lone Star Value Management LLC | Lone Star Value Investors LP | Lone Star Value Investors GP LLC | Eberwein Jeffrey E.; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-10-30: Reporting owner Pearse Robert G.; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-10-30: Reporting owner Vetter Galen G; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-10-30: Reporting owner Pearce Don; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-30 | Lone Star Value Management LLC | Lone Star Value Investors LP | Lone Star Value Investors GP LLC | Eberwein Jeffrey E. 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,678 12,678 owned after | $1.41 exercise price | 2015-11-03 | |
| 2015-10-30 | Pearse Robert G. Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,909 10,909 owned after | $1.41 exercise price | 2015-11-03 | |
| 2015-10-30 | Vetter Galen G Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,319 10,319 owned after | $1.41 exercise price | 2015-11-03 | |
| 2015-10-30 | Pearce Don Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,909 10,909 owned after | $1.41 exercise price | 2015-11-03 | |
| 2015-09-17 | CERF DAVID Officer (EVP Business Development) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.34 exercise price | 2015-09-22 | |
| 2015-09-17 | HOOD MARK C Officer (Executive Vice President) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $1.34 exercise price | 2015-09-22 | |
| 2015-09-17 | Bianchi Brian Joseph Officer (CHIEF OPERATING OFFICER) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.34 exercise price | 2015-09-22 | |
| 2015-09-17 | Crane Jennifer Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $1.34 exercise price | 2015-09-22 | |
| 2015-07-31 | Eberwein Jeffrey E. | Lone Star Value Investors LP | Lone Star Value Management LLC | Lone Star Value Investors GP LLC Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,306 13,306 owned after | $1.30 exercise price | 2015-08-04 | |
| 2015-07-31 | Vetter Galen G Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,830 10,830 owned after | $1.30 exercise price | 2015-08-04 | |
| 2015-07-31 | Pearse Robert G. Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,449 11,449 owned after | $1.30 exercise price | 2015-08-04 | |
| 2015-07-31 | Pearce Don Director | 4 | Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,449 11,449 owned after | $1.30 exercise price | 2015-08-04 | |
| 2015-04-30 | Pearse Robert G. Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,378 6,378 owned after | $2.45 exercise price | 2015-05-05 | |
| 2015-04-30 | Eberwein Jeffrey E. Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,413 7,413 owned after | $2.45 exercise price | 2015-05-05 | |
| 2015-04-30 | Vetter Galen G Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,034 6,034 owned after | $2.45 exercise price | 2015-05-05 | |
| 2015-04-30 | Pearce Don Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,378 6,378 owned after | $2.45 exercise price | 2015-05-05 | |
| 2015-03-20 holding as of filing | HOOD MARK C Officer (Executive Vice President) | 3 | Option (right to buy) Derivative · Direct | Holding | $2.95 exercise price | 2015-03-20 | ||
| 2015-03-20 holding as of filing | HOOD MARK C Officer (Executive Vice President) | 3 | Option (right to buy) Derivative · Direct | Holding | $2.22 exercise price | 2015-03-20 | ||
| 2015-03-20 holding as of filing | HOOD MARK C Officer (Executive Vice President) | 3 | Option (right to buy) Derivative · Direct | Holding | $2.10 exercise price | 2015-03-20 | ||
| 2015-03-20 holding as of filing | HOOD MARK C Officer (Executive Vice President) | 3 | Option (right to buy) Derivative · Direct | Holding | $2.75 exercise price | 2015-03-20 | ||
| 2015-01-30 | Pearce Don Director | 4/A | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,513 6,513 owned after | $2.33 exercise price | 2015-02-19 | |
| 2015-01-30 | Vetter Galen G Director | 4/A | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,921 7,921 owned after | $2.33 exercise price | 2015-02-19 | |
| 2015-01-30 | Pearse Robert G. Director | 4/A | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,273 8,273 owned after | $2.33 exercise price | 2015-02-19 | |
| 2015-01-30 | Eberwein Jeffrey E. Director, 10% Owner | 4/A | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,569 7,569 owned after | $2.33 exercise price | 2015-02-19 | |
| 2015-01-30 | Pearse Robert G. Director | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,167 9,167 owned after | $2.33 exercise price | 2015-02-03 | |
| 2015-01-30 | Pearce Don Director | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,654 10,654 owned after | $2.33 exercise price | 2015-02-03 | |
| 2015-01-30 | Vetter Galen G Director | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,672 8,672 owned after | $2.33 exercise price | 2015-02-03 | |
| 2015-01-30 | Eberwein Jeffrey E. Director, 10% Owner | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,654 10,654 owned after | $2.33 exercise price | 2015-02-03 | |
| 2015-01-02 | Coleman Richard Kenneth Jr. Director, Officer (Chief Executive Officer) | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $2.56 exercise price | 2015-01-06 |