CROSSROADS SYSTEMS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-31: Reporting owner Pearce Don; Form 4; Security Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-10-31: Reporting owner Brackett Elliott; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-10-31: Reporting owner Hartnett Joseph J; Form 4; Security Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-07-31: Reporting owner Hartnett Joseph J; Form 4; Security Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-31 | Pearce Don Director | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,822 1,822 owned after | $3.43 | 2012-11-02 | |
| 2012-10-31 | Brackett Elliott Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,822 1,822 owned after | $3.43 | 2012-11-02 | |
| 2012-10-31 | Hartnett Joseph J Director | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,822 1,822 owned after | $3.43 | 2012-11-02 | |
| 2012-07-31 | Hartnett Joseph J Director | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,632 1,632 owned after | $3.83 | 2012-08-02 | |
| 2012-07-31 | Pearce Don Director | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,632 1,632 owned after | $3.83 | 2012-08-02 | |
| 2012-07-31 | Brackett Elliott Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,632 1,632 owned after | $3.83 | 2012-08-02 | |
| 2012-01-31 | Hartnett Joseph J Director | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,278 1,278 owned after | $4.89 | 2012-01-31 | |
| 2012-01-31 | Pearce Don Director | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,278 1,278 owned after | $4.89 | 2012-01-31 | |
| 2012-01-31 | Brackett Elliott Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,278 1,278 owned after | $4.89 | 2012-01-31 |