CROSSROADS SYSTEMS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-07-31: Reporting owner HOOD MARK C; Form 4; Security Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-07-31: Reporting owner HOOD MARK C; Form 4; Security Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-07-31: Reporting owner HOOD MARK C; Form 4; Security Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-07-31: Reporting owner HOOD MARK C; Form 4; Security Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-07-31 | HOOD MARK C Officer (Executive Vice President) | 4 | Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | $2.81 exercise price | 2017-08-04 | |
| 2017-07-31 | HOOD MARK C Officer (Executive Vice President) | 4 | Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,750 0 owned after | $5.90 exercise price | 2017-08-04 | |
| 2017-07-31 | HOOD MARK C Officer (Executive Vice President) | 4 | Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $26.80 exercise price | 2017-08-04 | |
| 2017-07-31 | HOOD MARK C Officer (Executive Vice President) | 4 | Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $26.80 exercise price | 2017-08-04 | |
| 2017-07-31 | HOOD MARK C Officer (Executive Vice President) | 4 | Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,409 0 owned after | $45.76 exercise price | 2017-08-04 | |
| 2017-07-31 | HOOD MARK C Officer (Executive Vice President) | 4 | Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,005 0 owned after | $34.94 exercise price | 2017-08-04 | |
| 2017-07-31 | HOOD MARK C Officer (Executive Vice President) | 4 | Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,803 0 owned after | $36.94 exercise price | 2017-08-04 | |
| 2017-07-31 | HOOD MARK C Officer (Executive Vice President) | 4 | Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −601 0 owned after | $49.08 exercise price | 2017-08-04 | |
| 2017-07-31 | Crane Jennifer Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | $2.81 exercise price | 2017-08-04 | |
| 2017-07-31 | Crane Jennifer Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,000 0 owned after | $5.90 exercise price | 2017-08-04 | |
| 2017-07-31 | Crane Jennifer Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $26.80 exercise price | 2017-08-04 | |
| 2017-07-31 | Crane Jennifer Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,005 0 owned after | $45.59 exercise price | 2017-08-04 | |
| 2017-07-31 | Crane Jennifer Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −601 0 owned after | $45.76 exercise price | 2017-08-04 | |
| 2017-07-31 | Crane Jennifer Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −751 0 owned after | $79.03 exercise price | 2017-08-04 | |
| 2017-07-31 | Crane Jennifer Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −376 0 owned after | $25.96 exercise price | 2017-08-04 | |
| 2017-07-31 | Crane Jennifer Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −376 0 owned after | $25.96 exercise price | 2017-08-04 | |
| 2017-07-31 | Coleman Richard Kenneth Jr. Director, Officer (Executive Director) | 4 | Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $2.81 exercise price | 2017-08-04 | |
| 2017-07-31 | Coleman Richard Kenneth Jr. Director, Officer (Executive Director) | 4 | Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,250 0 owned after | $5.90 exercise price | 2017-08-04 | |
| 2017-07-31 | Coleman Richard Kenneth Jr. Director, Officer (Executive Director) | 4 | Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −811 0 owned after | $42.60 exercise price | 2017-08-04 | |
| 2017-07-31 | Coleman Richard Kenneth Jr. Director, Officer (Executive Director) | 4 | Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,711 0 owned after | $42.60 exercise price | 2017-08-04 | |
| 2017-07-31 | Coleman Richard Kenneth Jr. Director, Officer (Executive Director) | 4 | Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,045 0 owned after | $25.62 exercise price | 2017-08-04 | |
| 2017-07-31 | Coleman Richard Kenneth Jr. Director, Officer (Executive Director) | 4 | Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,508 0 owned after | $17.14 exercise price | 2017-08-04 | |
| 2017-07-31 | Coleman Richard Kenneth Jr. Director, Officer (Executive Director) | 4 | Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,111 0 owned after | $20.63 exercise price | 2017-08-04 | |
| 2017-07-31 | Coleman Richard Kenneth Jr. Director, Officer (Executive Director) | 4 | Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24 0 owned after | $26.62 exercise price | 2017-08-04 | |
| 2017-04-01 | Crane Jennifer Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $2.81 exercise price | 2017-04-04 | |
| 2017-04-01 | Coleman Richard Kenneth Jr. Director, Officer (President & CEO) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.81 exercise price | 2017-04-04 | |
| 2017-04-01 | HOOD MARK C Officer (Executive Vice President) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $2.81 exercise price | 2017-04-04 |