CROSSROADS SYSTEMS INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-03-22: Reporting owner Crane Jennifer; Form 4; Security 5.0% Series F Convertible Preferred Stock, Sub-Series F-1; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-03-22: Reporting owner Brackett Elliott; Form 4; Security 5.0% Series F Convertible Preferred Stock, Sub-Series F-1; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-03-22: Reporting owner CERF DAVID; Form 4; Security 5.0% Series F Convertible Preferred Stock, Sub-Series F-1; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-03-22: Reporting owner SIMS ROBERT C; Form 4; Security 5.0% Series F Convertible Preferred Stock, Sub-Series F-1; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-03-22 | Crane Jennifer Officer (CFO) | 4 | 5.0% Series F Convertible Preferred Stock, Sub-Series F-1 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,460 1,460 owned after | $2.07 | 2013-04-16 | |
| 2013-03-22 | Brackett Elliott Director | 4 | 5.0% Series F Convertible Preferred Stock, Sub-Series F-1 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +14,500 14,500 owned after | $2.07 | 2013-04-16 | |
| 2013-03-22 | CERF DAVID Officer (EVP BUSINESS DEVELOPMENT) | 4 | 5.0% Series F Convertible Preferred Stock, Sub-Series F-1 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,640 3,640 owned after | $2.07 | 2013-04-16 | |
| 2013-03-22 | SIMS ROBERT C Director, Officer (PRESIDENT AND CEO) | 4 | 5.0% Series F Convertible Preferred Stock, Sub-Series F-1 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,640 3,640 owned after | $2.07 | 2013-04-16 |