CROSSROADS SYSTEMS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-10-31: Reporting owner Eberwein Jeffrey E.; Form 4; Security Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-10-31: Reporting owner Vetter Galen G; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-10-31: Reporting owner Pearse Robert G.; Form 4; Security Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-10-31: Reporting owner Pearce Don; Form 4; Security Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-10-31 | Eberwein Jeffrey E. Director | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,180 6,180 owned after | $2.77 exercise price | 2014-11-05 | |
| 2014-10-31 | Vetter Galen G Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,031 5,031 owned after | $2.77 exercise price | 2014-11-05 | |
| 2014-10-31 | Pearse Robert G. Director | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,318 5,318 owned after | $2.77 exercise price | 2014-11-05 | |
| 2014-10-31 | Pearce Don Director | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,318 5,318 owned after | $2.77 exercise price | 2014-11-05 | |
| 2014-10-01 | Crane Jennifer Officer (CHIEF FINANCIAL OFFICER) | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.75 exercise price | 2014-10-02 | |
| 2014-07-31 | Eberwein Jeffrey E. Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,481 3,481 owned after | $2.85 exercise price | 2014-08-04 | |
| 2014-07-31 | Pearse Robert G. Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,481 3,481 owned after | $2.85 exercise price | 2014-08-04 | |
| 2014-07-31 | Vetter Galen G Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,481 3,481 owned after | $2.85 exercise price | 2014-08-04 | |
| 2014-07-31 | Pearce Don Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,481 3,481 owned after | $2.85 exercise price | 2014-08-04 | |
| 2014-06-30 | Eberwein Jeffrey E. Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,612 0 owned after | $2.13 exercise price | 2014-07-02 | |
| 2014-06-30 | Eberwein Jeffrey E. Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,488 0 owned after | $2.95 exercise price | 2014-07-02 | |
| 2014-06-30 | Eberwein Jeffrey E. Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,670 0 owned after | $1.03 exercise price | 2014-07-02 | |
| 2014-06-30 | Eberwein Jeffrey E. Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,993 0 owned after | $1.60 exercise price | 2014-07-02 | |
| 2014-04-30 | Eberwein Jeffrey E. Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,612 4,612 owned after | $2.13 exercise price | 2014-05-01 | |
| 2014-04-30 | Pearce Don Director | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,456 6,456 owned after | $2.13 exercise price | 2014-05-01 | |
| 2014-04-30 | Pearse Robert G. Director | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,456 6,456 owned after | $2.13 exercise price | 2014-05-01 | |
| 2014-03-31 | Krieger Bernd R. Officer (EVP BUSINESS DEVELOPMENT) | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.45 exercise price | 2014-04-01 | |
| 2014-01-31 | Pearce Don Director | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,488 3,488 owned after | $2.95 exercise price | 2014-02-18 | |
| 2014-01-31 | Eberwein Jeffrey E. Director | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,488 3,488 owned after | $2.95 exercise price | 2014-02-18 | |
| 2014-01-31 | Pearse Robert G. Director | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,488 3,488 owned after | $2.95 exercise price | 2014-02-18 | |
| 2014-01-17 | Crane Jennifer Officer (CHIEF FINANCIAL OFFICER) | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.74 exercise price | 2014-01-22 |