COST PLUS INC/CA/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-03-25: Reporting owner MESDAG WILLEM | RED MOUNTAIN CAPITAL PARTNERS II, L.P. | RED MOUNTAIN CAPITAL MANAGEMENT INC | RED MOUNTAIN CAPITAL PARTNERS III, L.P. | RED MOUNTAIN CAPITAL PARTNERS LLC | RMCP GP LLC; Form 4; Security Director Stock Option (right to buy); Transaction Holding.
- 2009-03-23: Reporting owner Crooker Carrie F; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-03-23: Reporting owner Allen Elizabeth; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-03-23: Reporting owner TURNER JEFFREY ALAN; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-03-25 holding as of filing | MESDAG WILLEM | RED MOUNTAIN CAPITAL PARTNERS II, L.P. | RED MOUNTAIN CAPITAL MANAGEMENT INC | RED MOUNTAIN CAPITAL PARTNERS III, L.P. | RED MOUNTAIN CAPITAL PARTNERS LLC | RMCP GP LLC Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Director Stock Option (right to buy) Derivative · Direct | Holding | 16,000 owned after | $0.85 exercise price | 2009-03-25 | |
| 2009-03-23 | Crooker Carrie F Officer (SVP, Store Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.89 exercise price | 2009-03-25 | |
| 2009-03-23 | Allen Elizabeth Officer (SVP, Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.89 exercise price | 2009-03-25 | |
| 2009-03-23 | TURNER JEFFREY ALAN Officer (SVP, Chief Information Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.89 exercise price | 2009-03-25 | |
| 2009-03-23 | WHITNEY GEORGE Officer (SVP, Merchandising) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.89 exercise price | 2009-03-25 | |
| 2009-03-23 | Whitley Rayford Officer (SVP, Supply Chain) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.89 exercise price | 2009-03-25 | |
| 2009-03-23 | FUJII JOAN Officer (EVP, Human Resources) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.89 exercise price | 2009-03-25 | |
| 2009-03-23 | BAUGHMAN JANE L Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.89 exercise price | 2009-03-25 | |
| 2009-03-23 | FELD BARRY J Director, Officer (CEO, President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.89 exercise price | 2009-03-25 | |
| 2009-03-23 | ROBERTS FREDRIC M Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $0.89 exercise price | 2009-03-25 | |
| 2009-03-23 | STEVENS KENNETH T Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $0.89 exercise price | 2009-03-25 | |
| 2009-03-23 | DODDS CHRISTOPHER V Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $0.89 exercise price | 2009-03-25 | |
| 2009-03-23 | GURR DANNY W Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $0.89 exercise price | 2009-03-25 | |
| 2009-03-23 | ROBBINS KIM D Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $0.89 exercise price | 2009-03-25 | |
| 2009-03-23 | COULOMBE JOSEPH H Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $0.89 exercise price | 2009-03-25 | |
| 2009-03-23 | MESDAG WILLEM | RED MOUNTAIN CAPITAL PARTNERS II, L.P. | RED MOUNTAIN CAPITAL MANAGEMENT INC | RED MOUNTAIN CAPITAL PARTNERS III, L.P. | RED MOUNTAIN CAPITAL PARTNERS LLC | RMCP GP LLC Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $0.89 exercise price | 2009-03-25 | |
| 2009-03-23 | Einstein Clifford J Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $0.89 exercise price | 2009-03-25 |