COST PLUS INC/CA/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 65 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-06-29: Reporting owner BAUGHMAN JANE L; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-06-29: Reporting owner BAUGHMAN JANE L; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-06-29: Reporting owner BAUGHMAN JANE L; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-06-29: Reporting owner BAUGHMAN JANE L; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-06-29 | BAUGHMAN JANE L Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $2.83 | 2012-06-29 | |
| 2012-06-29 | BAUGHMAN JANE L Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $12.62 | 2012-06-29 | |
| 2012-06-29 | BAUGHMAN JANE L Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $17.90 | 2012-06-29 | |
| 2012-06-29 | BAUGHMAN JANE L Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $18.39 | 2012-06-29 | |
| 2012-06-29 | BAUGHMAN JANE L Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $21.11 | 2012-06-29 | |
| 2012-06-29 | BAUGHMAN JANE L Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $17.14 | 2012-06-29 | |
| 2012-06-29 | BAUGHMAN JANE L Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $11.45 | 2012-06-29 | |
| 2012-06-29 | BAUGHMAN JANE L Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $3.67 | 2012-06-29 | |
| 2012-06-29 | COULOMBE JOSEPH H Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $0.20 | 2012-06-29 | |
| 2012-06-29 | COULOMBE JOSEPH H Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $2.83 | 2012-06-29 | |
| 2012-06-29 | COULOMBE JOSEPH H Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $12.62 | 2012-06-29 | |
| 2012-06-29 | COULOMBE JOSEPH H Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $18.39 | 2012-06-29 | |
| 2012-06-29 | COULOMBE JOSEPH H Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500 0 owned after | $21.11 | 2012-06-29 | |
| 2012-06-29 | COULOMBE JOSEPH H Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $17.14 | 2012-06-29 | |
| 2012-06-29 | Einstein Clifford J Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,000 0 owned after | $17.75 | 2012-06-29 | |
| 2012-06-29 | Einstein Clifford J Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $18.39 | 2012-06-29 | |
| 2012-06-29 | Einstein Clifford J Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500 0 owned after | $21.11 | 2012-06-29 | |
| 2012-06-29 | Einstein Clifford J Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $17.14 | 2012-06-29 | |
| 2012-06-29 | FELD BARRY J Director, Officer (CEO, President) | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $0.20 | 2012-06-29 | |
| 2012-06-29 | FELD BARRY J Director, Officer (CEO, President) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $6.66 | 2012-06-29 | |
| 2012-06-29 | FELD BARRY J Director, Officer (CEO, President) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $12.62 | 2012-06-29 | |
| 2012-06-29 | FELD BARRY J Director, Officer (CEO, President) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $18.39 | 2012-06-29 | |
| 2012-06-29 | FELD BARRY J Director, Officer (CEO, President) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $21.11 | 2012-06-29 | |
| 2012-06-29 | FELD BARRY J Director, Officer (CEO, President) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $17.14 | 2012-06-29 | |
| 2012-06-29 | FELD BARRY J Director, Officer (CEO, President) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $11.45 | 2012-06-29 | |
| 2012-06-29 | FELD BARRY J Director, Officer (CEO, President) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $3.67 | 2012-06-29 | |
| 2012-06-29 | GURR DANNY W Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $0.20 | 2012-06-29 | |
| 2012-06-29 | GURR DANNY W Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $2.83 | 2012-06-29 | |
| 2012-06-29 | GURR DANNY W Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $12.62 | 2012-06-29 | |
| 2012-06-29 | GURR DANNY W Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $18.39 | 2012-06-29 | |
| 2012-06-29 | GURR DANNY W Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500 0 owned after | $21.11 | 2012-06-29 | |
| 2012-06-29 | GURR DANNY W Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $17.14 | 2012-06-29 | |
| 2012-06-29 | ROBBINS KIM D Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $0.20 | 2012-06-29 | |
| 2012-06-29 | ROBBINS KIM D Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $2.83 | 2012-06-29 | |
| 2012-06-29 | ROBBINS KIM D Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $12.62 | 2012-06-29 | |
| 2012-06-29 | ROBBINS KIM D Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $18.39 | 2012-06-29 | |
| 2012-06-29 | ROBBINS KIM D Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500 0 owned after | $21.11 | 2012-06-29 | |
| 2012-06-29 | ROBBINS KIM D Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $17.14 | 2012-06-29 | |
| 2012-06-29 | ROBERTS FREDRIC M Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $0.20 | 2012-06-29 | |
| 2012-06-29 | ROBERTS FREDRIC M Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $2.83 | 2012-06-29 | |
| 2012-06-29 | ROBERTS FREDRIC M Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $12.62 | 2012-06-29 | |
| 2012-06-29 | ROBERTS FREDRIC M Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $18.39 | 2012-06-29 | |
| 2012-06-29 | ROBERTS FREDRIC M Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $20.77 | 2012-06-29 | |
| 2012-06-29 | ROBERTS FREDRIC M Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500 0 owned after | $21.11 | 2012-06-29 | |
| 2012-06-29 | ROBERTS FREDRIC M Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $17.14 | 2012-06-29 | |
| 2012-06-29 | STEVENS KENNETH T Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,000 0 owned after | $20.77 | 2012-06-29 | |
| 2012-06-29 | STEVENS KENNETH T Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500 0 owned after | $21.11 | 2012-06-29 | |
| 2012-06-29 | STEVENS KENNETH T Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $17.14 | 2012-06-29 | |
| 2012-06-29 | Miltner Charles Officer (Principal Accounting Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $2.83 | 2012-06-29 | |
| 2012-06-29 | Miltner Charles Officer (Principal Accounting Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $12.62 | 2012-06-29 | |
| 2012-06-29 | Miltner Charles Officer (Principal Accounting Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $18.39 | 2012-06-29 | |
| 2012-06-29 | Miltner Charles Officer (Principal Accounting Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $21.11 | 2012-06-29 | |
| 2012-06-29 | Miltner Charles Officer (Principal Accounting Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $17.14 | 2012-06-29 | |
| 2012-06-29 | Miltner Charles Officer (Principal Accounting Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $11.45 | 2012-06-29 | |
| 2012-06-29 | Miltner Charles Officer (Principal Accounting Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $3.67 | 2012-06-29 | |
| 2012-06-29 | TURNER JEFFREY ALAN Officer (EVP, Operations and CIO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $17.66 | 2012-06-29 | |
| 2012-06-29 | TURNER JEFFREY ALAN Officer (EVP, Operations and CIO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $18.39 | 2012-06-29 | |
| 2012-06-29 | TURNER JEFFREY ALAN Officer (EVP, Operations and CIO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $21.11 | 2012-06-29 | |
| 2012-06-29 | TURNER JEFFREY ALAN Officer (EVP, Operations and CIO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $17.14 | 2012-06-29 | |
| 2012-06-29 | TURNER JEFFREY ALAN Officer (EVP, Operations and CIO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $11.45 | 2012-06-29 | |
| 2012-06-29 | TURNER JEFFREY ALAN Officer (EVP, Operations and CIO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $3.67 | 2012-06-29 | |
| 2012-03-26 | FELD BARRY J Director, Officer (CEO, President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $18.33 exercise price | 2012-03-28 | |
| 2012-03-26 | BAUGHMAN JANE L Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $18.33 exercise price | 2012-03-28 | |
| 2012-03-26 | TURNER JEFFREY ALAN Officer (EVP, Operations and CIO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $18.33 exercise price | 2012-03-28 | |
| 2012-03-26 | Miltner Charles | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $18.33 exercise price | 2012-03-28 |