COST PLUS INC/CA/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-24: Reporting owner RED MOUNTAIN CAPITAL MANAGEMENT INC | RMCP GP LLC | RED MOUNTAIN CAPITAL PARTNERS II, L.P. | RED MOUNTAIN CAPITAL PARTNERS III, L.P. | RED MOUNTAIN CAPITAL PARTNERS LLC | MESDAG WILLEM; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-09-15: Reporting owner Allen Elizabeth; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-09-11: Reporting owner ROBERTS FREDRIC M; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-09-11: Reporting owner STEVENS KENNETH T; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-24 | RED MOUNTAIN CAPITAL MANAGEMENT INC | RMCP GP LLC | RED MOUNTAIN CAPITAL PARTNERS II, L.P. | RED MOUNTAIN CAPITAL PARTNERS III, L.P. | RED MOUNTAIN CAPITAL PARTNERS LLC | MESDAG WILLEM 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $0.85 exercise price | 2008-11-25 | |
| 2008-09-15 | Allen Elizabeth Officer (SVP, Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.17 exercise price | 2008-09-17 | |
| 2008-09-11 | ROBERTS FREDRIC M Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.23 exercise price | 2008-09-15 | |
| 2008-09-11 | STEVENS KENNETH T Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $1.23 exercise price | 2008-09-15 | |
| 2008-05-14 holding as of filing | Crooker Carrie F Officer (SVP, Store Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $31.33 exercise price | 2008-05-14 | ||
| 2008-05-14 holding as of filing | Crooker Carrie F Officer (SVP, Store Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $38.50 exercise price | 2008-05-14 | ||
| 2008-05-14 holding as of filing | Crooker Carrie F Officer (SVP, Store Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $26.88 exercise price | 2008-05-14 | ||
| 2008-05-14 holding as of filing | Crooker Carrie F Officer (SVP, Store Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $19.17 exercise price | 2008-05-14 | ||
| 2008-05-14 holding as of filing | Crooker Carrie F Officer (SVP, Store Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.38 exercise price | 2008-05-14 | ||
| 2008-03-24 | Crooker Carrie F Officer (SVP, Store Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −20,000 20,000 owned after | $3.61 exercise price | 2008-05-14 | |
| 2008-03-24 | Whitley Rayford Officer (SVP, Supply Chain) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $3.61 exercise price | 2008-03-26 | |
| 2008-03-24 | ROBERTS FREDRIC M Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.61 exercise price | 2008-03-25 | |
| 2008-03-24 | DODDS CHRISTOPHER V Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $3.61 exercise price | 2008-03-25 | |
| 2008-03-24 | GURR DANNY W Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $3.61 exercise price | 2008-03-25 | |
| 2008-03-24 | ROBBINS KIM D Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $3.61 exercise price | 2008-03-25 | |
| 2008-03-24 | Einstein Clifford J Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $3.61 exercise price | 2008-03-25 | |
| 2008-03-24 | LESTER TIMOTHY Officer (VP, Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $3.61 exercise price | 2008-03-25 | |
| 2008-03-24 | COULOMBE JOSEPH H Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $3.61 exercise price | 2008-03-25 | |
| 2008-03-24 | TURNER JEFFREY ALAN Officer (SVP, Chief Information Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $3.61 exercise price | 2008-03-25 | |
| 2008-03-24 | BAUGHMAN JANE L Officer (SVP, Financial Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $3.61 exercise price | 2008-03-25 | |
| 2008-03-24 | FUJII JOAN Officer (EVP, Human Resources) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $3.61 exercise price | 2008-03-25 | |
| 2008-03-24 | WHITNEY GEORGE Officer (SVP, Merchandising) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $3.61 exercise price | 2008-03-25 | |
| 2008-03-24 | ALLEN MICHAEL J Officer (Executive VP, Store Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $3.61 exercise price | 2008-03-25 | |
| 2008-03-24 | FELD BARRY J Director, Officer (CEO,President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $3.61 exercise price | 2008-03-25 |