COST PLUS INC/CA/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-11: Reporting owner WHITNEY GEORGE; Form 4; Security Employee Stock Option (right-to-buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-15: Reporting owner FUJII JOAN; Form 4; Security Employee Stock Option ( right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-15: Reporting owner FUJII JOAN; Form 4; Security Employee Stock Option ( right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-15: Reporting owner FUJII JOAN; Form 4; Security Employee Stock Option ( right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-11 | WHITNEY GEORGE Officer (SVP, Merchandising) | 4 | Employee Stock Option (right-to-buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $10.75 exercise price | 2006-12-13 | |
| 2006-11-15 | FUJII JOAN Officer (EVP, Human Resources) | 4 | Employee Stock Option ( right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 0 owned after | $8.00 exercise price | 2006-11-17 | |
| 2006-11-15 | FUJII JOAN Officer (EVP, Human Resources) | 4 | Employee Stock Option ( right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 0 owned after | $8.00 exercise price | 2006-11-17 | |
| 2006-11-15 | FUJII JOAN Officer (EVP, Human Resources) | 4 | Employee Stock Option ( right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,749 0 owned after | $8.00 exercise price | 2006-11-17 | |
| 2006-11-15 | FUJII JOAN Officer (EVP, Human Resources) | 4 | Employee Stock Option ( right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −503 0 owned after | $8.00 exercise price | 2006-11-17 | |
| 2006-10-19 holding as of filing | BAUGHMAN JANE L Officer (SVP, Financial Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $31.52 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | BAUGHMAN JANE L Officer (SVP, Financial Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $16.63 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | BAUGHMAN JANE L Officer (SVP, Financial Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $21.85 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | BAUGHMAN JANE L Officer (SVP, Financial Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $20.00 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | BAUGHMAN JANE L Officer (SVP, Financial Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $24.31 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | BAUGHMAN JANE L Officer (SVP, Financial Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $22.96 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | BAUGHMAN JANE L Officer (SVP, Financial Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $38.50 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | BAUGHMAN JANE L Officer (SVP, Financial Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $26.88 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | BAUGHMAN JANE L Officer (SVP, Financial Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $19.17 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | BAUGHMAN JANE L Officer (SVP, Financial Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $24.00 exercise price | 2006-10-19 | ||
| 2006-07-12 holding as of filing | MILLER CHRISTOPHER M Officer (Vice President, Controller) | 3 | Employee Stock Option ( right to buy) Derivative · Direct | Holding | $22.96 exercise price | 2006-07-12 | ||
| 2006-07-12 holding as of filing | MILLER CHRISTOPHER M Officer (Vice President, Controller) | 3 | Employee Stock Option ( right to buy) Derivative · Direct | Holding | $38.50 exercise price | 2006-07-12 | ||
| 2006-07-12 holding as of filing | MILLER CHRISTOPHER M Officer (Vice President, Controller) | 3 | Employee Stock Option ( right to buy) Derivative · Direct | Holding | $26.88 exercise price | 2006-07-12 | ||
| 2006-07-12 holding as of filing | MILLER CHRISTOPHER M Officer (Vice President, Controller) | 3 | Employee Stock Option ( right to buy) Derivative · Direct | Holding | $19.17 exercise price | 2006-07-12 | ||
| 2006-06-23 | DODDS CHRISTOPHER V Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $14.75 exercise price | 2006-06-27 | |
| 2006-02-14 | ALLEN MICHAEL J Officer (Executive VP, Store Operations) | 4 | Employee Stock Option (righ to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,500 23,500 owned after | $19.17 exercise price | 2006-02-16 | |
| 2006-02-14 | FUJII JOAN Officer (Executive VP, Human Resources) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $19.17 exercise price | 2006-02-16 | |
| 2006-02-14 | FULLER GAIL H Officer (Senior VP, Brand Management) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $19.17 exercise price | 2006-02-16 | |
| 2006-02-14 | Whitley Rayford Officer (Senior VP, Supply Chain) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,500 23,500 owned after | $19.17 exercise price | 2006-02-16 | |
| 2006-02-14 | CASTIGLIONE FRANK Officer (Senior VP, Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $19.17 exercise price | 2006-02-16 | |
| 2006-02-14 | Strickland Theresa A Officer (Senior VP, Merchandising) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $19.17 exercise price | 2006-02-16 | |
| 2006-02-14 | ROBERTS FREDRIC M Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $19.17 exercise price | 2006-02-16 | |
| 2006-02-14 | ROBBINS KIM D Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $19.17 exercise price | 2006-02-16 | |
| 2006-02-14 | COULOMBE JOSEPH H Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $19.17 exercise price | 2006-02-16 | |
| 2006-02-14 | GURR DANNY W Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $19.17 exercise price | 2006-02-16 | |
| 2006-02-06 | WILLARDSON THOMAS D Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $18.23 exercise price | 2006-02-07 | |
| 2006-01-30 | CASTIGLIONE FRANK Officer (Senior VP, Marketing) | 4 | Employee Stock Option (right-to-buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $19.52 exercise price | 2006-02-01 |