COST PLUS INC/CA/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-09-20: Reporting owner Einstein Clifford J; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-17: Reporting owner TURNER JEFFREY ALAN; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-05: Reporting owner BAUGHMAN JANE L; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-05-07: Reporting owner COULOMBE JOSEPH H; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-09-20 | Einstein Clifford J Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $4.25 exercise price | 2007-09-20 | |
| 2007-09-17 | TURNER JEFFREY ALAN Officer (SVP, Chief Information Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.34 exercise price | 2007-09-18 | |
| 2007-09-05 | BAUGHMAN JANE L | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $4.10 exercise price | 2007-09-07 | |
| 2007-05-07 | COULOMBE JOSEPH H Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $9.38 exercise price | 2007-05-09 | |
| 2007-05-07 | GURR DANNY W Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $9.38 exercise price | 2007-05-09 | |
| 2007-05-07 | ROBERTS FREDRIC M Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.38 exercise price | 2007-05-09 | |
| 2007-05-07 | ALLEN MICHAEL J Officer (Executive VP, Store Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $9.38 exercise price | 2007-05-09 | |
| 2007-05-07 | ROBBINS KIM D Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $9.38 exercise price | 2007-05-09 | |
| 2007-05-07 | BAUGHMAN JANE L Officer (SVP, Financial Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.38 exercise price | 2007-05-09 | |
| 2007-05-07 | DODDS CHRISTOPHER V Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $9.38 exercise price | 2007-05-09 | |
| 2007-05-07 | FELD BARRY J Director, Officer (CEO,President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $9.38 exercise price | 2007-05-09 | |
| 2007-05-07 | FULLER GAIL H Officer (SVP, Brand Management) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −7,500 7,500 owned after | $9.38 exercise price | 2007-05-09 | |
| 2007-05-07 | FUJII JOAN Officer (SVP, Human Resources) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $9.38 exercise price | 2007-05-09 | |
| 2007-05-07 | Willardson Thomas D Officer (CFO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −12,000 12,000 owned after | $9.38 exercise price | 2007-05-09 | |
| 2007-05-07 | WHITNEY GEORGE Officer (SVP, Merchandising) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $9.38 exercise price | 2007-05-09 | |
| 2007-05-07 | Whitley Rayford Officer (SVP, Supply Chain) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $9.38 exercise price | 2007-05-09 | |
| 2007-05-07 | LESTER TIMOTHY Officer (VP, Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.38 exercise price | 2007-05-09 |