COHERENT, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-15: Reporting owner Merk Thomas; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-15: Reporting owner Sechrist Paul F; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-15: Reporting owner SOBEY MARK STEWART; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-15: Reporting owner DiMarco Bret; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-15 | Merk Thomas Officer (EVP & GM, ILS) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,147 5,735 owned after | $0.00 | 2017-12-19 | |
| 2017-11-15 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,475 13,845 owned after | $0.00 | 2017-11-17 | |
| 2017-11-15 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,624 15,288 owned after | $0.00 | 2017-11-17 | |
| 2017-11-15 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,314 13,363 owned after | $0.00 | 2017-11-17 | |
| 2017-11-15 | Palatnik Kevin S. Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,750 26,875 owned after | $0.00 | 2017-11-17 | |
| 2017-11-15 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,890 83,669 owned after | $0.00 | 2017-11-17 | |
| 2017-11-13 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,868 16,912 owned after | $0.00 | 2017-11-14 | |
| 2017-11-13 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 15,677 owned after | $0.00 | 2017-11-14 | |
| 2017-11-13 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,445 118,717 owned after | $0.00 | 2017-11-14 | |
| 2017-11-13 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 89,559 owned after | $0.00 | 2017-11-14 | |
| 2017-11-03 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,092 21,903 owned after | $0.00 | 2017-11-17 | |
| 2017-11-03 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4/A | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,138 18,765 owned after | $0.00 | 2017-11-17 | |
| 2017-11-03 | Merk Thomas Officer (EVP & GM, ILS) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,670 1,670 owned after | $0.00 | 2017-11-07 | |
| 2017-11-03 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,092 124,300 owned after | $0.00 | 2017-11-07 | |
| 2017-11-03 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,138 121,162 owned after | $0.00 | 2017-11-07 | |
| 2017-11-03 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,088 2,088 owned after | $0.00 | 2017-11-07 | |
| 2017-11-03 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,454 23,461 owned after | $0.00 | 2017-11-07 | |
| 2017-11-03 | SOBEY MARK STEWART Officer (EVP) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,681 19,780 owned after | $0.00 | 2017-11-07 | |
| 2017-11-03 | SOBEY MARK STEWART Officer (EVP) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,338 2,338 owned after | $0.00 | 2017-11-07 | |
| 2017-11-03 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,139 21,386 owned after | $0.00 | 2017-11-07 | |
| 2017-11-03 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,209 18,177 owned after | $0.00 | 2017-11-07 | |
| 2017-11-03 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,837 1,837 owned after | $0.00 | 2017-11-07 | |
| 2017-11-03 | Palatnik Kevin S. Officer (Chief Financial Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,505 2,505 owned after | $0.00 | 2017-11-07 | |
| 2017-11-03 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,533 121,859 owned after | $0.00 | 2017-11-07 | |
| 2017-11-03 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +26,800 95,059 owned after | $0.00 | 2017-11-07 | |
| 2017-11-03 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,791 18,791 owned after | $0.00 | 2017-11-07 | |
| 2017-03-02 | VIJ SANDEEP Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,293 1,293 owned after | $0.00 | 2017-03-06 | |
| 2017-03-02 | SKAGGS STEPHEN A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,293 1,293 owned after | $0.00 | 2017-03-06 | |
| 2017-03-02 | ROGERSON GARRY W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,293 1,293 owned after | $0.00 | 2017-03-06 | |
| 2017-03-02 | KRAUSE L WILLIAM Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,293 7,293 owned after | $0.00 | 2017-03-06 | |
| 2017-03-02 | JAMES SUSAN M. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,293 1,293 owned after | $0.00 | 2017-03-06 | |
| 2017-03-02 | FLATLEY JAY T Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,293 25,293 owned after | $0.00 | 2017-03-06 | |
| 2017-02-22 | Palatnik Kevin S. Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,250 29,625 owned after | $0.00 | 2017-02-24 | |
| 2017-02-15 | VIJ SANDEEP Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $0.00 | 2017-02-17 | |
| 2017-02-15 | SKAGGS STEPHEN A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $0.00 | 2017-02-17 | |
| 2017-02-15 | ROGERSON GARRY W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $0.00 | 2017-02-17 | |
| 2017-02-15 | KRAUSE L WILLIAM Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 6,000 owned after | $0.00 | 2017-02-17 | |
| 2017-02-15 | JAMES SUSAN M. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $0.00 | 2017-02-17 | |
| 2017-02-15 | FLATLEY JAY T Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 24,000 owned after | $0.00 | 2017-02-17 |