COHERENT, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-15: Reporting owner Merk Thomas; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-11-15: Reporting owner AMBROSEO JOHN; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-11-15: Reporting owner DiMarco Bret; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-11-15: Reporting owner Sechrist Paul F; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-15 | Merk Thomas Officer (EVP & GM, ILS) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,147 4,588 owned after | $0.00 | 2018-12-18 | |
| 2018-11-15 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,889 38,030 owned after | $0.00 | 2018-11-16 | |
| 2018-11-15 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,423 5,690 owned after | $0.00 | 2018-11-16 | |
| 2018-11-15 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,547 6,186 owned after | $0.00 | 2018-11-16 | |
| 2018-11-15 | SOBEY MARK STEWART Officer (EVP & GM, OLS) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,624 6,494 owned after | $0.00 | 2018-11-16 | |
| 2018-11-15 | Palatnik Kevin S. Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,701 12,054 owned after | $0.00 | 2018-11-16 | |
| 2018-11-13 | Merk Thomas Officer (EVP & GM, ILS) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,546 2,546 owned after | $0.00 | 2018-11-15 | |
| 2018-11-13 | Palatnik Kevin S. Officer (Chief Financial Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,870 13,755 owned after | $0.00 | 2018-11-15 | |
| 2018-11-13 | Palatnik Kevin S. Officer (Chief Financial Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,092 5,092 owned after | $0.00 | 2018-11-15 | |
| 2018-11-13 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,868 12,420 owned after | $0.00 | 2018-11-15 | |
| 2018-11-13 | SOBEY MARK STEWART Officer (EVP) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,302 8,118 owned after | $0.00 | 2018-11-15 | |
| 2018-11-13 | SOBEY MARK STEWART Officer (EVP) | 4 | Performance Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,978 3,978 owned after | $0.00 | 2018-11-15 | |
| 2018-11-13 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,445 11,400 owned after | $0.00 | 2018-11-15 | |
| 2018-11-13 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,667 7,733 owned after | $0.00 | 2018-11-15 | |
| 2018-11-13 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 10,863 owned after | $0.00 | 2018-11-15 | |
| 2018-11-13 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 7,113 owned after | $0.00 | 2018-11-15 | |
| 2018-11-13 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,182 3,182 owned after | $0.00 | 2018-11-15 | |
| 2018-11-13 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 78,169 owned after | $0.00 | 2018-11-15 | |
| 2018-11-13 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,250 43,919 owned after | $0.00 | 2018-11-15 | |
| 2018-11-13 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,499 22,499 owned after | $0.00 | 2018-11-15 | |
| 2018-02-22 | Palatnik Kevin S. Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,250 21,625 owned after | $0.00 | 2018-02-26 | |
| 2018-02-15 | SKAGGS STEPHEN A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,293 0 owned after | $0.00 | 2018-02-16 | |
| 2018-02-15 | FLATLEY JAY T Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,293 0 owned after | $0.00 | 2018-02-16 | |
| 2018-02-15 | JAMES SUSAN M. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,293 0 owned after | $0.00 | 2018-02-16 | |
| 2018-02-15 | VIJ SANDEEP Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,293 0 owned after | $0.00 | 2018-02-16 | |
| 2018-02-15 | KRAUSE L WILLIAM Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,293 0 owned after | $0.00 | 2018-02-16 | |
| 2018-02-15 | ROGERSON GARRY W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,293 0 owned after | $0.00 | 2018-02-16 |