COHERENT, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-12: Reporting owner SKAGGS STEPHEN A; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-14: Reporting owner SPINELLI LUIS; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-14: Reporting owner DiMarco Bret; Form 4; Security Retricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-14: Reporting owner Sechrist Paul F; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-12 | SKAGGS STEPHEN A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,750 5,250 owned after | $0.00 | 2014-12-15 | |
| 2014-11-14 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,600 25,429 owned after | $0.00 | 2014-11-18 | |
| 2014-11-14 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Retricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,700 20,299 owned after | $0.00 | 2014-11-18 | |
| 2014-11-14 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,450 28,633 owned after | $0.00 | 2014-11-18 | |
| 2014-11-14 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,200 24,242 owned after | $0.00 | 2014-11-18 | |
| 2014-11-14 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,550 25,759 owned after | $0.00 | 2014-11-18 | |
| 2014-11-14 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 128,233 owned after | $0.00 | 2014-11-18 | |
| 2014-11-09 | SPINELLI LUIS Officer (Exec VP, CTO) | 4/A | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,109 28,029 owned after | $0.00 | 2015-10-23 | |
| 2014-11-09 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,109 28,029 owned after | $0.00 | 2014-11-12 | |
| 2014-11-09 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,901 33,083 owned after | $0.00 | 2014-11-12 | |
| 2014-11-09 | SOBEY MARK STEWART Officer (EVP) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,218 29,442 owned after | $0.00 | 2014-11-12 | |
| 2014-11-09 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Performance Retricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,584 23,999 owned after | $0.00 | 2014-11-12 | |
| 2014-11-09 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,376 31,309 owned after | $0.00 | 2014-11-12 | |
| 2014-11-09 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Performance Restricteed Stoch Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,280 140,233 owned after | $0.00 | 2014-11-12 | |
| 2014-11-08 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,143 30,339 owned after | $0.00 | 2014-11-12 | |
| 2014-11-08 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,949 37,043 owned after | $0.00 | 2014-11-12 | |
| 2014-11-08 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,286 34,062 owned after | $0.00 | 2014-11-12 | |
| 2014-11-08 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Retricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,993 27,299 owned after | $0.00 | 2014-11-12 | |
| 2014-11-08 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,432 36,259 owned after | $0.00 | 2014-11-12 | |
| 2014-11-08 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,667 176,233 owned after | $0.00 | 2014-11-12 | |
| 2014-11-03 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,680 29,642 owned after | $0.00 | 2014-11-05 | |
| 2014-11-03 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,840 31,482 owned after | $0.00 | 2014-11-05 | |
| 2014-11-03 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,600 155,100 owned after | $0.00 | 2014-11-05 | |
| 2014-11-03 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,800 181,900 owned after | $0.00 | 2014-11-05 | |
| 2014-11-03 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,832 34,775 owned after | $0.00 | 2014-11-05 | |
| 2014-11-03 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,916 38,691 owned after | $0.00 | 2014-11-05 | |
| 2014-11-03 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,276 35,854 owned after | $0.00 | 2014-11-05 | |
| 2014-11-03 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,138 38,992 owned after | $0.00 | 2014-11-05 | |
| 2014-11-03 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,362 32,667 owned after | $0.00 | 2014-11-05 | |
| 2014-11-03 | SOBEY MARK STEWART Officer (EVP) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,681 36,348 owned after | $0.00 | 2014-11-05 | |
| 2014-11-03 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Performance Restricted Stoch Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,209 29,292 owned after | $0.00 | 2014-11-05 | |
| 2014-09-20 | FLATLEY JAY T Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 24,000 owned after | $0.00 | 2014-10-02 | |
| 2014-02-26 | VIJ SANDEEP Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $0.00 | 2014-02-28 | |
| 2014-02-26 | SKAGGS STEPHEN A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 7,000 owned after | $0.00 | 2014-02-28 | |
| 2014-02-26 | ROGERSON GARRY W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $0.00 | 2014-02-28 | |
| 2014-02-26 | JAMES SUSAN M. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $0.00 | 2014-02-28 | |
| 2014-02-26 | KRAUSE L WILLIAM Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 33,500 owned after | $0.00 | 2014-02-28 | |
| 2014-02-26 | FLATLEY JAY T Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 29,500 owned after | $0.00 | 2014-02-28 | |
| 2014-02-15 | VIJ SANDEEP Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $0.00 | 2014-02-19 | |
| 2014-02-15 | TOMLINSON LAWRENCE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $0.00 | 2014-02-19 | |
| 2014-02-15 | ROGERSON GARRY W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $0.00 | 2014-02-19 | |
| 2014-02-15 | KRAUSE L WILLIAM Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 30,000 owned after | $0.00 | 2014-02-19 | |
| 2014-02-15 | FLATLEY JAY T Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 26,000 owned after | $0.00 | 2014-02-19 | |
| 2014-02-15 | JAMES SUSAN M. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $0.00 | 2014-02-19 |