COHERENT, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 55 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-06: Reporting owner SPINELLI LUIS; Form 4; Security Performance Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-06: Reporting owner SOBEY MARK STEWART; Form 4; Security Performance Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-06: Reporting owner DiMarco Bret; Form 4; Security Performance Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-06: Reporting owner SIMONET HELENE; Form 4; Security Performance Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-06 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −820 43,665 owned after | $0.00 | 2012-12-10 | |
| 2012-12-06 | SOBEY MARK STEWART Officer (EVP) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,913 39,909 owned after | $0.00 | 2012-12-10 | |
| 2012-12-06 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,367 29,748 owned after | $0.00 | 2012-12-10 | |
| 2012-12-06 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,050 61,726 owned after | $0.00 | 2012-12-10 | |
| 2012-12-06 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,567 371,051 owned after | $0.00 | 2012-12-10 | |
| 2012-11-29 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 45,665 owned after | $0.00 | 2012-12-03 | |
| 2012-11-29 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,333 44,575 owned after | $0.00 | 2012-12-03 | |
| 2012-11-29 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 33,082 owned after | $0.00 | 2012-12-03 | |
| 2012-11-29 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 66,726 owned after | $0.00 | 2012-12-03 | |
| 2012-11-29 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 394,385 owned after | $0.00 | 2012-12-03 | |
| 2012-11-20 | SPINELLI LUIS Officer (Exec VP, CTO) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 46,665 owned after | $0.00 | 2012-11-27 | |
| 2012-11-20 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 34,749 owned after | $0.00 | 2012-11-20 | |
| 2012-11-20 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 46,908 owned after | $0.00 | 2012-11-20 | |
| 2012-11-20 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,666 69,226 owned after | $0.00 | 2012-11-20 | |
| 2012-11-20 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 71,279 owned after | $0.00 | 2012-11-20 | |
| 2012-11-20 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 46,665 owned after | $0.00 | 2012-11-20 | |
| 2012-11-20 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 401,052 owned after | $0.00 | 2012-11-20 | |
| 2012-11-14 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,400 34,549 owned after | $0.00 | 2012-11-16 | |
| 2012-11-14 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,700 38,249 owned after | $0.00 | 2012-11-16 | |
| 2012-11-14 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,900 73,545 owned after | $0.00 | 2012-11-16 | |
| 2012-11-14 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,400 77,945 owned after | $0.00 | 2012-11-16 | |
| 2012-11-14 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,260 74,945 owned after | $0.00 | 2012-11-16 | |
| 2012-11-14 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280 74,279 owned after | $0.00 | 2012-11-16 | |
| 2012-11-14 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,400 45,708 owned after | $0.00 | 2012-11-16 | |
| 2012-11-14 | SOBEY MARK STEWART Officer (EVP) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,200 50,908 owned after | $0.00 | 2012-11-16 | |
| 2012-11-14 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,200 47,065 owned after | $0.00 | 2012-11-16 | |
| 2012-11-14 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,600 49,665 owned after | $0.00 | 2012-11-16 | |
| 2012-11-14 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,100 68,392 owned after | $0.00 | 2012-11-16 | |
| 2012-11-14 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 73,892 owned after | $0.00 | 2012-11-16 | |
| 2012-11-14 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 366,552 owned after | $0.00 | 2012-11-16 | |
| 2012-11-14 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,000 413,552 owned after | $0.00 | 2012-11-16 | |
| 2012-11-08 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,020 64,645 owned after | $0.00 | 2012-11-13 | |
| 2012-11-08 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,345 41,865 owned after | $0.00 | 2012-11-13 | |
| 2012-11-08 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,690 35,308 owned after | $0.00 | 2012-11-13 | |
| 2012-11-08 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,350 27,149 owned after | $0.00 | 2012-11-13 | |
| 2012-11-08 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,025 57,292 owned after | $0.00 | 2012-11-13 | |
| 2012-11-08 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 342,552 owned after | $0.00 | 2012-11-13 | |
| 2012-11-05 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 68,998 owned after | $0.00 | 2012-11-07 | |
| 2012-11-05 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −333 68,665 owned after | $0.00 | 2012-11-07 | |
| 2012-06-04 | KRAUSE L WILLIAM Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 35,500 owned after | $0.00 | 2012-06-05 | |
| 2012-03-12 | VIJ SANDEEP Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 20,500 owned after | $0.00 | 2012-03-13 | |
| 2012-03-12 | TOMLINSON LAWRENCE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 23,500 owned after | $0.00 | 2012-03-13 | |
| 2012-03-12 | ROGERSON GARRY W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 41,500 owned after | $0.00 | 2012-03-13 | |
| 2012-03-12 | JAMES SUSAN M. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 23,500 owned after | $0.00 | 2012-03-13 | |
| 2012-02-28 | VIJ SANDEEP Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 22,500 owned after | $0.00 | 2012-03-08 | |
| 2012-02-28 | TOMLINSON LAWRENCE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 25,500 owned after | $0.00 | 2012-03-08 | |
| 2012-02-28 | ROGERSON GARRY W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 43,500 owned after | $0.00 | 2012-03-08 | |
| 2012-02-28 | KRAUSE L WILLIAM Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 37,500 owned after | $0.00 | 2012-03-08 | |
| 2012-02-28 | JAMES SUSAN M. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 25,500 owned after | $0.00 | 2012-03-08 | |
| 2012-02-28 | FLATLEY JAY T Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 29,500 owned after | $0.00 | 2012-03-08 | |
| 2012-02-15 | VIJ SANDEEP Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 19,000 owned after | $0.00 | 2012-02-17 | |
| 2012-02-15 | TOMLINSON LAWRENCE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 22,000 owned after | $0.00 | 2012-02-17 | |
| 2012-02-15 | ROGERSON GARRY W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 40,000 owned after | $0.00 | 2012-02-17 | |
| 2012-02-15 | KRAUSE L WILLIAM Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 34,000 owned after | $0.00 | 2012-02-17 | |
| 2012-02-15 | JAMES SUSAN M. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 22,000 owned after | $0.00 | 2012-02-17 |