COHERENT, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 52 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-15: Reporting owner Merk Thomas; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-15: Reporting owner Merk Thomas; Form 4; Security Performance Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-11-15: Reporting owner DiMarco Bret; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-11-15: Reporting owner DiMarco Bret; Form 4; Security Performance Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-15 | Merk Thomas Officer (EVP & GM, ILS) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,441 3,441 owned after | $0.00 | 2016-12-19 | |
| 2016-12-15 | Merk Thomas Officer (EVP & GM, ILS) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,441 6,882 owned after | $0.00 | 2016-12-19 | |
| 2016-11-15 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,268 18,366 owned after | $0.00 | 2016-11-17 | |
| 2016-11-15 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,268 22,634 owned after | $0.00 | 2016-11-17 | |
| 2016-11-15 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +891 23,525 owned after | $0.00 | 2016-11-17 | |
| 2016-11-15 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,640 18,427 owned after | $0.00 | 2016-11-17 | |
| 2016-11-15 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,640 23,067 owned after | $0.00 | 2016-11-17 | |
| 2016-11-15 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +928 23,995 owned after | $0.00 | 2016-11-17 | |
| 2016-11-15 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,640 18,427 owned after | $0.00 | 2016-11-17 | |
| 2016-11-15 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,640 23,067 owned after | $0.00 | 2016-11-17 | |
| 2016-11-15 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +928 23,995 owned after | $0.00 | 2016-11-17 | |
| 2016-11-15 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,871 21,044 owned after | $0.00 | 2016-11-17 | |
| 2016-11-15 | SOBEY MARK STEWART Officer (EVP) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,871 25,915 owned after | $0.00 | 2016-11-17 | |
| 2016-11-15 | Palatnik Kevin S. Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,103 28,723 owned after | $0.00 | 2016-11-17 | |
| 2016-11-15 | Palatnik Kevin S. Officer (Chief Financial Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,103 33,826 owned after | $0.00 | 2016-11-17 | |
| 2016-11-15 | Palatnik Kevin S. Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,049 34,875 owned after | $0.00 | 2016-11-17 | |
| 2016-11-15 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,668 94,251 owned after | $0.00 | 2016-11-17 | |
| 2016-11-15 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,141 126,392 owned after | $0.00 | 2016-11-17 | |
| 2016-11-13 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,434 8,083 owned after | $0.00 | 2016-11-15 | |
| 2016-11-13 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 14,098 owned after | $0.00 | 2016-11-15 | |
| 2016-11-13 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,445 13,787 owned after | $0.00 | 2016-11-15 | |
| 2016-11-13 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,868 16,173 owned after | $0.00 | 2016-11-15 | |
| 2016-11-13 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 76,583 owned after | $0.00 | 2016-11-15 | |
| 2016-11-08 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,948 19,155 owned after | $0.00 | 2016-11-10 | |
| 2016-11-08 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,923 16,232 owned after | $0.00 | 2016-11-10 | |
| 2016-11-08 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,992 19,587 owned after | $0.00 | 2016-11-10 | |
| 2016-11-08 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,989 16,598 owned after | $0.00 | 2016-11-10 | |
| 2016-11-08 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,285 22,469 owned after | $0.00 | 2016-11-10 | |
| 2016-11-08 | SOBEY MARK STEWART Officer (EVP) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,428 19,041 owned after | $0.00 | 2016-11-10 | |
| 2016-11-08 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,142 11,231 owned after | $0.00 | 2016-11-10 | |
| 2016-11-08 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,714 9,517 owned after | $0.00 | 2016-11-10 | |
| 2016-11-08 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,666 111,583 owned after | $0.00 | 2016-11-10 | |
| 2016-11-08 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,500 82,083 owned after | $0.00 | 2016-11-10 | |
| 2016-11-03 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,227 12,373 owned after | $0.00 | 2016-11-07 | |
| 2016-11-03 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,454 24,754 owned after | $0.00 | 2016-11-07 | |
| 2016-11-03 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,092 21,103 owned after | $0.00 | 2016-11-07 | |
| 2016-11-03 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,139 21,579 owned after | $0.00 | 2016-11-07 | |
| 2016-11-03 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,533 117,249 owned after | $0.00 | 2016-11-07 | |
| 2016-02-26 | VIJ SANDEEP Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $0.00 | 2016-03-01 | |
| 2016-02-26 | SKAGGS STEPHEN A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $0.00 | 2016-03-01 | |
| 2016-02-26 | ROGERSON GARRY W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $0.00 | 2016-03-01 | |
| 2016-02-26 | KRAUSE L WILLIAM Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 33,500 owned after | $0.00 | 2016-03-01 | |
| 2016-02-26 | JAMES SUSAN M. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $0.00 | 2016-03-01 | |
| 2016-02-26 | FLATLEY JAY T Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 27,500 owned after | $0.00 | 2016-03-01 | |
| 2016-02-25 | Palatnik Kevin S. Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,750 15,750 owned after | $0.00 | 2016-02-29 | |
| 2016-02-25 | Palatnik Kevin S. Officer (Chief Financial Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,870 23,620 owned after | $0.00 | 2016-02-29 | |
| 2016-02-15 | VIJ SANDEEP Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $0.00 | 2016-02-17 | |
| 2016-02-15 | SKAGGS STEPHEN A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $0.00 | 2016-02-17 | |
| 2016-02-15 | ROGERSON GARRY W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $0.00 | 2016-02-17 | |
| 2016-02-15 | KRAUSE L WILLIAM Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 30,000 owned after | $0.00 | 2016-02-17 | |
| 2016-02-15 | JAMES SUSAN M. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $0.00 | 2016-02-17 | |
| 2016-02-15 | FLATLEY JAY T Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 24,000 owned after | $0.00 | 2016-02-17 |