COHERENT, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-08: Reporting owner SPINELLI LUIS; Form 4; Security Performance Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-08: Reporting owner DiMarco Bret; Form 4; Security Performance Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-08: Reporting owner SIMONET HELENE; Form 4; Security Performance Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-08: Reporting owner AMBROSEO JOHN; Form 4; Security Performance Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-08 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,320 47,210 owned after | $0.00 | 2011-12-09 | |
| 2011-12-08 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,200 44,583 owned after | $0.00 | 2011-12-09 | |
| 2011-12-08 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,300 62,317 owned after | $0.00 | 2011-12-09 | |
| 2011-12-08 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,400 354,552 owned after | $0.00 | 2011-12-09 | |
| 2011-12-08 | SOBEY MARK STEWART Officer (EVP) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,081 55,498 owned after | $0.00 | 2011-12-09 | |
| 2011-11-29 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,334 60,166 owned after | $0.00 | 2011-12-01 | |
| 2011-11-29 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 67,317 owned after | $0.00 | 2011-12-01 | |
| 2011-11-29 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 47,917 owned after | $0.00 | 2011-12-01 | |
| 2011-11-29 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 377,886 owned after | $0.00 | 2011-12-01 | |
| 2011-11-29 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 49,210 owned after | $0.00 | 2011-12-01 | |
| 2011-11-20 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 50,210 owned after | $0.00 | 2011-11-21 | |
| 2011-11-20 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 62,500 owned after | $0.00 | 2011-11-21 | |
| 2011-11-20 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 70,498 owned after | $0.00 | 2011-11-21 | |
| 2011-11-20 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 49,584 owned after | $0.00 | 2011-11-21 | |
| 2011-11-20 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,667 69,817 owned after | $0.00 | 2011-11-21 | |
| 2011-11-20 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 384,553 owned after | $0.00 | 2011-11-21 | |
| 2011-11-17 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,233 53,210 owned after | $0.00 | 2011-11-21 | |
| 2011-11-17 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 66,500 owned after | $0.00 | 2011-11-21 | |
| 2011-11-17 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,333 73,498 owned after | $0.00 | 2011-11-21 | |
| 2011-11-17 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,683 53,084 owned after | $0.00 | 2011-11-21 | |
| 2011-11-17 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 74,848 owned after | $0.00 | 2011-11-21 | |
| 2011-11-17 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,516 397,053 owned after | $0.00 | 2011-11-21 | |
| 2011-11-08 | SPINELLI LUIS Officer (Exec VP, CTO) | 4/A | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,310 48,443 owned after | $0.00 | 2015-10-23 | |
| 2011-11-08 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,920 64,499 owned after | $0.00 | 2011-11-10 | |
| 2011-11-08 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −428 63,831 owned after | $0.00 | 2011-11-10 | |
| 2011-11-08 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,960 67,791 owned after | $0.00 | 2011-11-10 | |
| 2011-11-08 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,040 75,831 owned after | $0.00 | 2011-11-10 | |
| 2011-11-08 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,950 67,834 owned after | $0.00 | 2011-11-10 | |
| 2011-11-08 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,050 77,884 owned after | $0.00 | 2011-11-10 | |
| 2011-11-08 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,310 48,443 owned after | $0.00 | 2011-11-10 | |
| 2011-11-08 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,690 53,133 owned after | $0.00 | 2011-11-10 | |
| 2011-11-08 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,300 49,067 owned after | $0.00 | 2011-11-10 | |
| 2011-11-08 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,700 55,767 owned after | $0.00 | 2011-11-10 | |
| 2011-11-08 | SOBEY MARK STEWART Officer (EVP) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,620 59,620 owned after | $0.00 | 2011-11-10 | |
| 2011-11-08 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,380 69,000 owned after | $0.00 | 2011-11-10 | |
| 2011-11-08 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 382,569 owned after | $0.00 | 2011-11-10 | |
| 2011-11-08 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 406,569 owned after | $0.00 | 2011-11-10 | |
| 2011-11-03 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 67,833 owned after | $0.00 | 2011-11-07 | |
| 2011-11-03 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −334 67,499 owned after | $0.00 | 2011-11-07 | |
| 2011-09-20 | FLATLEY JAY T Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $0.00 | 2011-09-22 | |
| 2011-04-07 holding as of filing | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2011-04-07 | ||
| 2011-04-07 holding as of filing | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2011-04-07 | ||
| 2011-04-07 holding as of filing | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2011-04-07 | ||
| 2011-04-07 holding as of filing | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2011-04-07 | ||
| 2011-04-07 holding as of filing | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 3 | Performance Restricted Stock Units Derivative · Direct | Holding | no price filed | 2011-04-07 | ||
| 2011-04-07 holding as of filing | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 3 | Performance Restricted Stock Units Derivative · Direct | Holding | no price filed | 2011-04-07 | ||
| 2011-03-31 | JAMES SUSAN M. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 43,500 owned after | $0.00 | 2011-04-04 | |
| 2011-03-31 | KRAUSE L WILLIAM Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 37,500 owned after | $0.00 | 2011-04-04 | |
| 2011-03-31 | ROGERSON GARRY W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 43,500 owned after | $0.00 | 2011-04-04 | |
| 2011-03-31 | TOMLINSON LAWRENCE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 25,500 owned after | $0.00 | 2011-04-04 | |
| 2011-03-31 | VIJ SANDEEP Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 22,500 owned after | $0.00 | 2011-04-04 | |
| 2011-02-22 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 56,133 owned after | $0.00 | 2011-02-23 | |
| 2011-02-22 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 474,716 owned after | $0.00 | 2011-02-23 | |
| 2011-02-22 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,334 45,767 owned after | $0.00 | 2011-02-23 | |
| 2011-02-22 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 55,000 owned after | $0.00 | 2011-02-23 | |
| 2011-02-22 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 72,217 owned after | $0.00 | 2011-02-23 |