COHERENT, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-12: Reporting owner SKAGGS STEPHEN A; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-11: Reporting owner AMBROSEO JOHN; Form 4; Security Performance Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-11: Reporting owner SPINELLI LUIS; Form 4; Security Performance Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-11: Reporting owner DiMarco Bret; Form 4; Security Performance Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-12 | SKAGGS STEPHEN A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $0.00 | 2013-12-16 | |
| 2013-12-11 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,666 141,500 owned after | $0.00 | 2013-12-13 | |
| 2013-12-11 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 28,962 owned after | $0.00 | 2013-12-13 | |
| 2013-12-11 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,666 19,666 owned after | $0.00 | 2013-12-13 | |
| 2013-12-11 | SOBEY MARK STEWART Officer (EVP) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,333 25,305 owned after | $0.00 | 2013-12-13 | |
| 2013-12-11 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 26,943 owned after | $0.00 | 2013-12-13 | |
| 2013-11-29 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 31,943 owned after | $0.00 | 2013-12-03 | |
| 2013-11-29 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 30,962 owned after | $0.00 | 2013-12-03 | |
| 2013-11-29 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,666 22,998 owned after | $0.00 | 2013-12-03 | |
| 2013-11-29 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,666 164,832 owned after | $0.00 | 2013-12-03 | |
| 2013-11-29 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,333 29,971 owned after | $0.00 | 2013-12-03 | |
| 2013-11-14 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,450 29,578 owned after | $0.00 | 2013-11-18 | |
| 2013-11-14 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 171,498 owned after | $0.00 | 2013-11-18 | |
| 2013-11-14 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,700 24,664 owned after | $0.00 | 2013-11-18 | |
| 2013-11-14 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,550 34,443 owned after | $0.00 | 2013-11-18 | |
| 2013-11-14 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,600 31,962 owned after | $0.00 | 2013-11-18 | |
| 2013-11-14 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,200 32,304 owned after | $0.00 | 2013-11-18 | |
| 2013-11-08 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,845 38,791 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,923 41,714 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,440 38,714 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −320 38,048 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,020 34,028 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,428 42,093 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,714 43,807 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,345 41,462 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,857 38,766 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | SOBEY MARK STEWART Officer (EVP) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,428 42,194 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | SOBEY MARK STEWART Officer (EVP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,690 37,504 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,295 41,370 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,648 45,018 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,025 39,993 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 165,998 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,500 195,498 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 183,498 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,977 28,725 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,989 31,714 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,350 28,364 owned after | $0.00 | 2013-11-12 | |
| 2013-11-03 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 43,279 owned after | $0.00 | 2013-11-05 | |
| 2013-11-03 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Restricted Stock Units Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −333 42,946 owned after | $0.00 | 2013-11-05 | |
| 2013-04-01 | VIJ SANDEEP Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 3,500 owned after | $0.00 | 2013-04-03 | |
| 2013-04-01 | TOMLINSON LAWRENCE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 3,500 owned after | $0.00 | 2013-04-03 | |
| 2013-04-01 | ROGERSON GARRY W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 3,500 owned after | $0.00 | 2013-04-03 | |
| 2013-04-01 | KRAUSE L WILLIAM Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 33,500 owned after | $0.00 | 2013-04-03 | |
| 2013-04-01 | JAMES SUSAN M. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 3,500 owned after | $0.00 | 2013-04-03 | |
| 2013-02-27 | VIJ SANDEEP Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 5,500 owned after | $0.00 | 2013-03-01 | |
| 2013-02-27 | TOMLINSON LAWRENCE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 5,500 owned after | $0.00 | 2013-03-01 | |
| 2013-02-27 | ROGERSON GARRY W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 5,500 owned after | $0.00 | 2013-03-01 | |
| 2013-02-27 | JAMES SUSAN M. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 5,500 owned after | $0.00 | 2013-03-01 | |
| 2013-02-27 | KRAUSE L WILLIAM Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 35,500 owned after | $0.00 | 2013-03-01 | |
| 2013-02-27 | FLATLEY JAY T Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 29,500 owned after | $0.00 | 2013-03-01 | |
| 2013-02-15 | VIJ SANDEEP Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 2,000 owned after | $0.00 | 2013-02-19 | |
| 2013-02-15 | TOMLINSON LAWRENCE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 2,000 owned after | $0.00 | 2013-02-19 | |
| 2013-02-15 | ROGERSON GARRY W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 2,000 owned after | $0.00 | 2013-02-19 | |
| 2013-02-15 | KRAUSE L WILLIAM Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 32,000 owned after | $0.00 | 2013-02-19 | |
| 2013-02-15 | JAMES SUSAN M. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 2,000 owned after | $0.00 | 2013-02-19 | |
| 2013-02-15 | FLATLEY JAY T Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 26,000 owned after | $0.00 | 2013-02-19 |