COHERENT, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-08-05: Reporting owner KRAUSE L WILLIAM; Form 4; Security Non Qualified Stock Option(right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-04: Reporting owner KRAUSE L WILLIAM; Form 4; Security Non Qualified Stock Option(right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-03: Reporting owner KRAUSE L WILLIAM; Form 4; Security Non Qualified Stock Option(right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-08-05 | KRAUSE L WILLIAM Director | 4 | Non Qualified Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,215 9,500 owned after | $20.20 exercise price | 2016-08-09 | |
| 2016-08-04 | KRAUSE L WILLIAM Director | 4 | Non Qualified Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,974 10,715 owned after | $20.20 exercise price | 2016-08-05 | |
| 2016-08-03 | KRAUSE L WILLIAM Director | 4 | Non Qualified Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,811 28,689 owned after | $20.20 exercise price | 2016-08-05 |