COHERENT, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-09-20: Reporting owner FLATLEY JAY T; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-07-06: Reporting owner AMBROSEO JOHN; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-27: Reporting owner SPINELLI LUIS; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-17: Reporting owner Sechrist Paul F; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-09-20 | FLATLEY JAY T Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 26,000 owned after | $44.74 exercise price | 2011-09-22 | |
| 2011-07-06 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67,519 346,569 owned after | $32.95 | 2011-07-08 | |
| 2011-05-27 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 46,133 owned after | $32.95 | 2011-06-01 | |
| 2011-05-17 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 69,333 owned after | $32.10 | 2011-05-19 | |
| 2011-05-13 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,901 414,088 owned after | $32.95 | 2011-05-17 | |
| 2011-05-12 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,861 418,989 owned after | $32.95 | 2011-05-13 | |
| 2011-05-11 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,051 423,850 owned after | $32.95 | 2011-05-13 | |
| 2011-05-10 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,967 433,901 owned after | $32.95 | 2011-05-10 | |
| 2011-05-10 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,692 62,884 owned after | $26.16 | 2011-05-10 | |
| 2011-05-09 | JAMES SUSAN M. Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 25,500 owned after | $27.93 | 2011-05-10 | |
| 2011-05-09 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,048 447,868 owned after | $32.95 | 2011-05-10 | |
| 2011-05-06 | JAMES SUSAN M. Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 37,500 owned after | $15.21 | 2011-05-10 | |
| 2011-05-06 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,800 462,916 owned after | $32.95 | 2011-05-10 | |
| 2011-05-06 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,641 69,576 owned after | $26.16 | 2011-05-10 | |
| 2011-04-07 holding as of filing | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 3 | Non Qualified Stock Option (right to buy) Derivative · Direct | Holding | $32.10 exercise price | 2011-04-07 | ||
| 2011-04-07 holding as of filing | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 3 | Non Qualified Stock Option (right to buy) Derivative · Direct | Holding | $32.95 exercise price | 2011-04-07 | ||
| 2011-04-07 holding as of filing | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 3 | Non Qualified Stock Option (right to buy) Derivative · Direct | Holding | $23.16 exercise price | 2011-04-07 | ||
| 2011-04-07 holding as of filing | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 3 | Non Qualified Stock Option (right to buy) Derivative · Direct | Holding | $26.16 exercise price | 2011-04-07 | ||
| 2011-02-28 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 51,133 owned after | $35.01 | 2011-03-01 | |
| 2011-02-17 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 57,800 owned after | $35.01 | 2011-02-18 | |
| 2011-02-07 | TOMLINSON LAWRENCE Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 22,000 owned after | $35.01 | 2011-02-09 | |
| 2011-02-02 | TOMLINSON LAWRENCE Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 23,000 owned after | $35.01 | 2011-02-04 |