COHERENT, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-08: Reporting owner SPINELLI LUIS; Form 4; Security Non Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-08: Reporting owner SPINELLI LUIS; Form 4; Security Non Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-05: Reporting owner Sechrist Paul F; Form 4; Security Non Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-04: Reporting owner SOBEY MARK STEWART; Form 4; Security Non Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-08 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,900 38,562 owned after | $23.16 exercise price | 2013-11-12 | |
| 2013-11-08 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 34,562 owned after | $26.16 exercise price | 2013-11-12 | |
| 2013-11-05 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 32,946 owned after | $26.16 exercise price | 2013-11-07 | |
| 2013-11-04 | SOBEY MARK STEWART Officer (EVP) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 31,909 owned after | $26.16 exercise price | 2013-11-06 | |
| 2013-10-31 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,597 148,998 owned after | $26.16 exercise price | 2013-10-31 | |
| 2013-10-30 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,467 189,595 owned after | $26.16 exercise price | 2013-10-31 | |
| 2013-10-29 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,427 191,062 owned after | $26.16 exercise price | 2013-10-31 | |
| 2013-10-22 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,139 209,489 owned after | $26.16 exercise price | 2013-10-24 | |
| 2013-10-21 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,181 211,628 owned after | $26.16 exercise price | 2013-10-21 | |
| 2013-10-18 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,183 212,809 owned after | $26.16 exercise price | 2013-10-21 | |
| 2013-10-17 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6 223,992 owned after | $26.16 exercise price | 2013-10-21 | |
| 2013-10-11 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,200 223,998 owned after | $23.16 exercise price | 2013-10-15 | |
| 2013-09-11 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,066 34,075 owned after | $26.16 exercise price | 2013-09-13 | |
| 2013-07-09 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 44,779 owned after | $23.16 exercise price | 2013-07-11 | |
| 2013-07-09 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 22,748 owned after | $26.16 exercise price | 2013-07-11 | |
| 2013-04-25 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,498 41,141 owned after | $26.16 exercise price | 2013-04-29 | |
| 2013-02-19 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −770 42,639 owned after | $26.16 exercise price | 2013-02-21 | |
| 2013-02-14 | SOBEY MARK STEWART Officer (EVP) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 35,909 owned after | $26.16 exercise price | 2013-02-19 | |
| 2013-02-14 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,957 43,409 owned after | $26.16 exercise price | 2013-02-15 | |
| 2013-02-13 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −376 52,366 owned after | $26.16 exercise price | 2013-02-15 | |
| 2013-02-07 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 38,665 owned after | $32.95 exercise price | 2013-02-11 | |
| 2013-01-31 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −101,853 249,198 owned after | $32.95 exercise price | 2013-02-01 | |
| 2013-01-30 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 351,051 owned after | $32.95 exercise price | 2013-02-01 | |
| 2013-01-30 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,502 54,779 owned after | $23.16 exercise price | 2013-01-31 | |
| 2013-01-29 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 61,279 owned after | $32.95 exercise price | 2013-01-31 | |
| 2013-01-29 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −998 60,281 owned after | $23.16 exercise price | 2013-01-31 | |
| 2013-01-25 | JAMES SUSAN M. Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 5,500 owned after | $27.93 exercise price | 2013-01-29 | |
| 2013-01-22 | JAMES SUSAN M. Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 12,500 owned after | $32.00 exercise price | 2013-01-24 | |
| 2013-01-15 | JAMES SUSAN M. Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 18,500 owned after | $27.93 exercise price | 2013-01-17 | |
| 2013-01-15 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,984 52,742 owned after | $23.16 exercise price | 2013-01-17 |