COHERENT, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-20: Reporting owner Sechrist Paul F; Form 4; Security Non Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-10: Reporting owner SPINELLI LUIS; Form 4; Security Non-Qualifeid Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-02-04: Reporting owner SPINELLI LUIS; Form 4/A; Security Non Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-02-04: Reporting owner SPINELLI LUIS; Form 4; Security Non Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-20 | Sechrist Paul F Officer (EVP Worldwide Sales & Services) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 23,195 owned after | $26.16 exercise price | 2015-11-24 | |
| 2015-11-10 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non-Qualifeid Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 9,749 owned after | $26.16 exercise price | 2015-11-12 | |
| 2015-02-04 | SPINELLI LUIS Officer (Exec VP, CTO) | 4/A | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 17,619 owned after | $26.16 exercise price | 2015-10-23 | |
| 2015-02-04 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 19,929 owned after | $26.16 exercise price | 2015-02-06 |