COHERENT, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-06-07: Reporting owner DiMarco Bret; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-05-11: Reporting owner SPINELLI LUIS; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-05-05: Reporting owner SPINELLI LUIS; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-04-27: Reporting owner SIMONET HELENE; Form 4; Security Incentive Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-06-07 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $33.30 | 2006-06-08 | |
| 2006-05-11 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 92,000 owned after | $19.77 | 2006-05-15 | |
| 2006-05-05 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 94,500 owned after | $19.77 | 2006-05-09 | |
| 2006-04-27 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,058 304,942 owned after | $19.77 | 2006-05-01 | |
| 2006-04-27 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,942 295,000 owned after | $19.77 | 2006-05-01 | |
| 2006-03-30 | VICTOR RONALD A Officer (Exec VP HR) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 116,000 owned after | $35.01 | 2006-04-03 | |
| 2006-03-30 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 97,000 owned after | $35.01 | 2006-04-03 | |
| 2006-03-30 | MILLER SCOTT H Officer (Sr VP and Gen Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 78,000 owned after | $35.01 | 2006-04-03 | |
| 2006-03-30 | Meissner Paul L Officer (Exec VP, GM, Laser Systems) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 78,000 owned after | $35.01 | 2006-04-03 | |
| 2006-03-30 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 310,000 owned after | $35.01 | 2006-04-03 | |
| 2006-03-30 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 887,500 owned after | $35.01 | 2006-04-03 | |
| 2006-03-30 | ROGERSON GARRY W Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 47,000 owned after | $35.01 | 2006-04-03 | |
| 2006-03-30 | VIJ SANDEEP Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 48,000 owned after | $35.01 | 2006-04-03 | |
| 2006-03-30 | TOMLINSON LAWRENCE Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,200 32,800 owned after | $24.13 | 2006-04-03 | |
| 2006-03-30 | TOMLINSON LAWRENCE Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 38,800 owned after | $35.01 | 2006-04-03 | |
| 2006-03-30 | QUILLINAN ROBERT J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 50,000 owned after | $35.01 | 2006-04-03 | |
| 2006-03-30 | HART JOHN H Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 56,500 owned after | $35.01 | 2006-04-03 | |
| 2006-03-30 | COUILLAUD BERNARD J Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 60,000 owned after | $35.01 | 2006-04-03 | |
| 2006-03-30 | CANTONI CHARLES W Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 61,000 owned after | $35.01 | 2006-04-03 | |
| 2006-01-30 | TOMLINSON LAWRENCE Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 34,000 owned after | $24.13 | 2006-02-01 |