COHERENT, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-03: Reporting owner ROGERSON GARRY W; Form 4; Security Non Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-11: Reporting owner SOBEY MARK STEWART; Form 4; Security Non Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-07: Reporting owner TOMLINSON LAWRENCE; Form 4; Security Non Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-07: Reporting owner TOMLINSON LAWRENCE; Form 4; Security Non Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-03 | ROGERSON GARRY W Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 5,500 owned after | $32.00 exercise price | 2012-12-05 | |
| 2012-11-11 | SOBEY MARK STEWART Officer (EVP) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 39,998 owned after | $26.16 exercise price | 2012-01-12 | |
| 2012-11-07 | TOMLINSON LAWRENCE Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 17,500 owned after | $27.93 exercise price | 2012-11-09 | |
| 2012-11-07 | TOMLINSON LAWRENCE Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 11,500 owned after | $15.21 exercise price | 2012-11-09 | |
| 2012-11-07 | TOMLINSON LAWRENCE Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 5,500 owned after | $32.00 exercise price | 2012-11-09 | |
| 2012-09-14 | ROGERSON GARRY W Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 29,500 owned after | $33.71 exercise price | 2012-09-17 | |
| 2012-09-14 | ROGERSON GARRY W Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 23,500 owned after | $15.21 exercise price | 2012-09-17 | |
| 2012-09-14 | ROGERSON GARRY W Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 17,500 owned after | $27.93 exercise price | 2012-09-17 | |
| 2012-09-14 | ROGERSON GARRY W Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 11,500 owned after | $35.01 exercise price | 2012-09-17 | |
| 2012-08-24 | VIJ SANDEEP Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 17,500 owned after | $15.21 | 2012-08-28 | |
| 2012-08-24 | VIJ SANDEEP Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 11,500 owned after | $35.01 | 2012-08-28 | |
| 2012-08-24 | VIJ SANDEEP Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 5,500 owned after | $32.00 | 2012-08-28 | |
| 2012-08-06 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 44,210 owned after | $23.16 | 2012-08-08 | |
| 2012-05-02 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,084 37,499 owned after | $23.16 exercise price | 2012-05-04 | |
| 2012-05-02 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 30,499 owned after | $26.16 exercise price | 2012-05-04 | |
| 2012-01-11 | SOBEY MARK STEWART Officer (EVP) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 47,998 owned after | $23.16 exercise price | 2012-01-12 |