COHERENT, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-17: Reporting owner SPINELLI LUIS; Form 4; Security Non Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-17: Reporting owner AMBROSEO JOHN; Form 4; Security Non Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-17: Reporting owner SIMONET HELENE; Form 4; Security Non Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-17: Reporting owner DiMarco Bret; Form 4; Security Non Qualified Stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-17 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,700 106,400 owned after | $23.16 exercise price | 2008-11-19 | |
| 2008-11-17 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,600 1,101,150 owned after | $23.16 exercise price | 2008-11-19 | |
| 2008-11-17 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,950 389,650 owned after | $23.16 exercise price | 2008-11-19 | |
| 2008-11-17 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Non Qualified Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,250 99,300 owned after | $23.16 exercise price | 2008-11-19 | |
| 2008-08-27 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 82,000 owned after | $24.90 | 2008-08-28 | |
| 2008-08-20 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 997,000 owned after | $19.77 | 2008-08-21 | |
| 2008-08-19 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 1,003,500 owned after | $19.77 | 2008-08-21 | |
| 2008-08-18 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,164 340,000 owned after | $19.77 | 2008-08-19 | |
| 2008-08-18 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 82,000 owned after | $24.90 | 2008-08-19 | |
| 2008-08-15 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,836 355,164 owned after | $19.77 | 2008-08-19 | |
| 2008-08-15 | VICTOR RONALD A Officer (Exec VP HR) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 91,000 owned after | $30.92 | 2008-08-19 | |
| 2008-08-15 | VICTOR RONALD A Officer (Exec VP HR) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,058 85,942 owned after | $19.77 | 2008-08-19 | |
| 2008-08-15 | VICTOR RONALD A Officer (Exec VP HR) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,942 66,000 owned after | $19.77 | 2008-08-19 | |
| 2008-08-15 | VICTOR RONALD A Officer (Exec VP HR) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,786 62,214 owned after | $26.41 | 2008-08-19 | |
| 2008-08-15 | VICTOR RONALD A Officer (Exec VP HR) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,214 41,000 owned after | $26.41 | 2008-08-19 | |
| 2008-08-15 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,058 91,942 owned after | $24.90 | 2008-08-19 | |
| 2008-08-15 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,942 87,000 owned after | $24.90 | 2008-08-19 | |
| 2008-06-16 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,214 105,786 owned after | $26.41 | 2008-06-18 | |
| 2008-06-16 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,786 102,000 owned after | $26.41 | 2008-06-18 | |
| 2008-03-19 | VIJ SANDEEP Director | 4/A | Nonqualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 54,000 owned after | $27.93 | 2009-03-24 | |
| 2008-03-19 | TOMLINSON LAWRENCE Director | 4/A | Nonqualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 44,800 owned after | $27.93 | 2009-03-24 | |
| 2008-03-19 | HART JOHN H Director | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 57,500 owned after | $27.93 | 2009-03-24 | |
| 2008-03-19 | Press Clifford Director | 4 | Nonqualified Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $27.93 exercise price | 2008-03-21 | |
| 2008-03-19 | JAMES SUSAN M. Director | 4 | Nonqualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $27.93 | 2008-03-21 | |
| 2008-03-19 | ROGERSON GARRY W Director | 4 | Nonqualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 53,000 owned after | $27.93 | 2008-03-21 | |
| 2008-03-19 | TOMLINSON LAWRENCE Director | 4 | Nonqualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 44,800 owned after | $27.93 | 2008-03-21 | |
| 2008-03-19 | VIJ SANDEEP Director | 4 | Nonqualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 54,000 owned after | $27.93 | 2008-03-21 | |
| 2008-03-19 | HART JOHN H Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 57,500 owned after | $27.93 | 2008-03-21 |