COHERENT, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-24: Reporting owner TOMLINSON LAWRENCE; Form 4; Security Non Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-23: Reporting owner TOMLINSON LAWRENCE; Form 4; Security Non Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-23: Reporting owner TOMLINSON LAWRENCE; Form 4; Security Non Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-22: Reporting owner TOMLINSON LAWRENCE; Form 4; Security Non Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-24 | TOMLINSON LAWRENCE Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 32,000 owned after | $26.41 exercise price | 2009-12-28 | |
| 2009-12-23 | TOMLINSON LAWRENCE Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,900 38,000 owned after | $26.41 exercise price | 2009-12-23 | |
| 2009-12-23 | TOMLINSON LAWRENCE Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 35,000 owned after | $26.41 exercise price | 2009-12-23 | |
| 2009-12-22 | TOMLINSON LAWRENCE Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 40,900 owned after | $26.41 exercise price | 2009-12-23 | |
| 2009-12-21 | TOMLINSON LAWRENCE Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 41,000 owned after | $26.41 | 2009-12-22 | |
| 2009-12-18 | TOMLINSON LAWRENCE Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,200 44,000 owned after | $24.19 | 2009-12-21 | |
| 2009-11-20 | AMBROSEO JOHN Director, Officer (Pres. and CEO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 802,133 owned after | $26.16 exercise price | 2009-11-24 | |
| 2009-11-20 | DiMarco Bret Officer (Exec VP & General Counsel) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 124,783 owned after | $26.16 exercise price | 2009-11-24 | |
| 2009-11-20 | SIMONET HELENE Officer (Exec VP and CFO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 314,084 owned after | $26.16 exercise price | 2009-11-24 | |
| 2009-11-20 | SPINELLI LUIS Officer (Exec VP, CTO) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 126,266 owned after | $26.16 exercise price | 2009-11-24 | |
| 2009-11-16 | TOMLINSON LAWRENCE Director | 4 | Non Qualified Sotck option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,200 46,200 owned after | $24.19 | 2009-11-18 | |
| 2009-11-13 | TOMLINSON LAWRENCE Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,300 48,400 owned after | $24.19 | 2009-11-16 | |
| 2009-11-12 | TOMLINSON LAWRENCE Director | 4 | Non qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 52,700 owned after | $24.19 | 2009-11-13 | |
| 2009-06-04 | KRAUSE L WILLIAM Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 26,000 owned after | $20.20 | 2009-06-08 | |
| 2009-03-11 | ROGERSON GARRY W Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 61,000 owned after | $15.21 | 2010-02-01 | |
| 2009-03-11 | VIJ SANDEEP Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 62,000 owned after | $15.21 | 2009-03-24 | |
| 2009-03-11 | TOMLINSON LAWRENCE Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 52,800 owned after | $15.21 | 2009-03-24 | |
| 2009-03-11 | Press Clifford Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 32,000 owned after | $15.21 | 2009-03-24 | |
| 2009-03-11 | JAMES SUSAN M. Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 32,000 owned after | $15.21 | 2009-03-24 | |
| 2009-03-11 | HART JOHN H Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 60,500 owned after | $15.21 | 2009-03-24 |